ADVISE AND MONITOR FINANCIAL

GILBERT, JAMES, ANDREW Legal Name

Adviser information for ADVISE AND MONITOR FINANCIAL last updated from Form ADV on June 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Sole Proprietorship
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Pension consulting servicesINVESTMENT ADVICE TO INDIVIDUALS
Compensation	Fixed fees
Other Business Activities	PENSION PLAN RECORDKEEPING

Identifiers

SEC RIA File Number	801-126352
SEC ERA File Number	801-126352
SEC CIK Numbers	158650
SEC CRD Numbers	158650
Legal Entity Identifier	None

Principal Office

5777 W. CENTURY BLVD
1110-209
LOS ANGELES
CA
United States

Monday - Friday, 9 AM - 5 PM

Tel: 3109300878, Fax: None

Websites

www.401keasy.com

Chief Compliance Officer

JAMES A. GILBERT

PRESIDENT AND CCO

5777 W. CENTURY BLVD

1110-209

LOS ANGELES

United States

Tel: 3109300878

J*******@********M

(Full email address available in API data)

Regulatory Contact

JAMES GILBERT

PRES