DABA ADVISORS LLC
Adviser information for DABA ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-126355 |
|---|---|
| SEC ERA File Number | 801-126355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319371 |
| Legal Entity Identifier | None |
Principal Office
1000 BRICKELL AVESTE 715 PMB 1469
MIAMI
FL
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: (855) 400-3222, Fax: N/A
Chief Compliance Officer
FNU BOUM III JR
CHIEF COMPLIANCE OFFICER
1000 BRICKELL AVE
MIAMI
FL
United States
Tel:
(855) 400-3222
Fax:
N/A
B***@***********M
(Full email address available in API data)
Regulatory Contact
ANTHONY MICLET
1000 BRICKELL AVE
MIAMI
FL
United States
Tel:
(855) 400-3222
Fax:
N/A
I***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DABA MARKETS INC | Domestic Entity | – | OWNER | 02/2022 | > 75% |
| BOUM III JR, FNU | Individual | DABA MARKETS INC | CEO/CCO | 02/2022 | 50-75% |
| Miclet, Anthony | Individual | DABA MARKETS INC | COO | 02/2022 | 25-50% |
| BOUM III JR, FNU | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |