DYNAMIC WEALTH STRATEGIES, LLC
Adviser information for DYNAMIC WEALTH STRATEGIES, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 424 | $133.0M |
| Non-Discretionary | 0 | $0 |
| Total | 424 | $133.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $44.7M |
| HNW Individuals | 35 | $82.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $788,844 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Principal Office
9700 VILLAGE CENTER DRIVESUITE 50-A
GRANITE BAY
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (916) 673-3470, Fax: None
Chief Compliance Officer
JERRY PALMER
CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
9700 VILLAGE CENTER DRIVE
SUITE 50-A
GRANITE BAY
CA
United States
Tel:
(916) 673-3470
J****@************M
(Full email address available in API data)
Industry Affiliates
| ROSEWIND, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COREFACTOR FUND, LP | Hedge Fund | $5.0M | $0.3M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANKNEY, NATHAN, CHRISTOPHER | Individual | – | MANAGING MEMBER | 06/2013 | 25-50% |
| BOYLE, JAMES, BRIAN | Individual | – | MANAGING MEMBER | 06/2013 | 25-50% |
| HAMBLETON, EVERETT | Individual | – | MEMBER | 07/2013 | 25-50% |
| PALMER, JERRY, CLARK | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 06/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 250 | 3K | – |
| AT&T INC | COM | 26 | 1K | – |
| ARK ETF TR | GENOMIC REV ETF | 9 | 375 | – |
| ABBOTT LABS | COM | 97 | 935 | – |
| ABBVIE INC | COM | 34 | 200 | – |
| ACADIA PHARMACEUTICALS INC | COM | 2 | 131 | – |
| ADOBE INC | COM | 303 | 545 | – |
| ADVANCED MICRO DEVICES INC | COM | 181 | 1K | – |
| AIR PRODS & CHEMS INC | COM | 213 | 825 | – |
| ALPHABET INC | CAP STK CL A | 769 | 4K | – |
| ALTRIA GROUP INC | COM | 34 | 741 | – |
| AMAZON COM INC | COM | 503 | 3K | – |
| AMERICAN ELEC PWR CO INC | COM | 20 | 227 | – |
| AMERICAN TOWER CORP NEW | COM | 15 | 77 | – |
| AMERICOLD REALTY TRUST INC | COM | 15 | 578 | – |
| AMGEN INC | COM | 31 | 100 | – |
| AMPHENOL CORP NEW | CL A | 18 | 264 | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 129 | 3K | – |
| ANALOG DEVICES INC | COM | 281 | 1K | – |
| APARTMENT INVT & MGMT CO | CL A | 0 | 0 | – |
| APPLE INC | COM | 610 | 3K | – |
| ARBUTUS BIOPHARMA CORP | COM | 19 | 6K | – |
| ARISTA NETWORKS INC | COM | 65 | 185 | – |
| AUTODESK INC | COM | 102 | 411 | – |
| AVALONBAY CMNTYS INC | COM | 175 | 845 | – |
| BANK AMERICA CORP | COM | 24 | 600 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 160 | 394 | – |
| BEYOND MEAT INC | COM | 0 | 73 | – |
| BIOGEN INC | COM | 8 | 33 | – |
| BLACKROCK INC | COM | 98 | 125 | – |
| BOEING CO | COM | 34 | 186 | – |
| BORGWARNER INC | COM | 184 | 6K | – |
| BOSTON PROPERTIES INC | COM | 12 | 199 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 25 | 590 | – |
| BROADCOM INC | COM | 13 | 8 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 120 | 1K | – |
| THE CIGNA GROUP | COM | 15 | 44 | – |
| CME GROUP INC | COM | 175 | 889 | – |
| CVS HEALTH CORP | COM | 152 | 3K | – |
| CAPITAL ONE FINL CORP | COM | 244 | 2K | – |
| CARDINAL HEALTH INC | COM | 5 | 49 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 6 | 300 | – |
| CARRIER GLOBAL CORPORATION | COM | 6 | 97 | – |
| CHEVRON CORP NEW | COM | 310 | 2K | – |
| CISCO SYS INC | COM | 151 | 3K | – |
| COCA COLA CO | COM | 56 | 881 | – |
| TELESIS BIO INC | COM NEW | 1 | 138 | – |
| COHEN & STEERS INC | COM | 14 | 190 | – |
| COMCAST CORP NEW | CL A | 91 | 2K | – |
| CONOCOPHILLIPS | COM | 11 | 99 | – |
| CONSTELLATION ENERGY CORP | COM | 83 | 416 | – |
| COOPER COS INC | COM | 61 | 697 | – |
| CORNING INC | COM | 22 | 578 | – |
| CORTEVA INC | COM | 8 | 142 | – |
| COSTCO WHSL CORP NEW | COM | 509 | 599 | – |
| COSTAR GROUP INC | COM | 6 | 83 | – |
| CYTOKINETICS INC | COM NEW | 4 | 68 | – |
| DIGITAL RLTY TR INC | COM | 19 | 126 | – |
| DISNEY WALT CO | COM | 75 | 751 | – |
| DISCOVER FINL SVCS | COM | 29 | 221 | – |
| DOLLAR GEN CORP NEW | COM | 47 | 358 | – |
| DOMINION ENERGY INC | COM | 136 | 3K | – |
| DOMINOS PIZZA INC | COM | 195 | 378 | – |
| DOW INC | COM | 8 | 142 | – |
| DUPONT DE NEMOURS INC | COM | 11 | 142 | – |
| ETFIS SER TR I | VIRTUS LIFESC CT | 20 | 802 | – |
| EMERSON ELEC CO | COM | 69 | 628 | – |
| EQUINIX INC | COM | 6 | 8 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 18 | 266 | – |
| ESSEX PPTY TR INC | COM | 15 | 56 | – |
| EXACT SCIENCES CORP | COM | 5 | 112 | – |
| EXCHANGE TRADED CONCEPTS TRU | JAKOTA K POP AND | 1 | 100 | – |
| EXELON CORP | COM | 37 | 1K | – |
| EXELIXIS INC | COM | 9 | 422 | – |
| EXTRA SPACE STORAGE INC | COM | 15 | 99 | – |
| EXXON MOBIL CORP | COM | 272 | 2K | – |
| META PLATFORMS INC | CL A | 301 | 597 | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 6 | 56 | – |
| FIFTH THIRD BANCORP | COM | 18 | 505 | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 49 | 318 | – |
| FORD MTR CO DEL | COM | 13 | 1K | – |
| FORTINET INC | COM | 122 | 2K | – |
| FORTREA HLDGS INC | COMMON STOCK | 1 | 40 | – |
| GE VERNOVA INC | COM | 9 | 52 | – |
| GE AEROSPACE | COM NEW | 33 | 208 | – |
| GENERAL MLS INC | COM | 46 | 726 | – |
| GENERAL MTRS CO | COM | 15 | 332 | – |
| GILEAD SCIENCES INC | COM | 175 | 3K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 9 | 278 | – |
| GLOBAL X FDS | GLOBAL X COPPER | 1K | 23K | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 16 | 405 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 3K | 24K | – |
| GRAIL INC | COM | 0 | 9 | – |
| GUARDANT HEALTH INC | COM | 3 | 119 | – |
| HEALTHPEAK PROPERTIES INC | COM | 15 | 766 | – |
| HENRY JACK & ASSOC INC | COM | 111 | 667 | – |
| HOME DEPOT INC | COM | 180 | 522 | – |
| HONEYWELL INTL INC | COM | 322 | 2K | – |
| IDACORP INC | COM | 7 | 75 | – |
| ILLINOIS TOOL WKS INC | COM | 82 | 347 | – |
| ILLUMINA INC | COM | 6 | 58 | – |
| INCYTE CORP | COM | 7 | 117 | – |
| INTEL CORP | COM | 13 | 420 | – |
| INTUITIVE SURGICAL INC | COM NEW | 7 | 15 | – |
| INVENTRUST PPTYS CORP | COM NEW | 17 | 706 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 8K | 125K | – |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 938 | 38K | – |
| INVITATION HOMES INC | COM | 14 | 381 | – |
| IONIS PHARMACEUTICALS INC | COM | 4 | 80 | – |
| ISHARES GOLD TR | ISHARES NEW | 29 | 670 | – |
| ISHARES TR | CORE S&P500 ETF | 37 | 67 | – |
| ISHARES TR | CORE US AGGBD ET | 3 | 26 | – |
| ISHARES TR | 7-10 YR TRSY BD | 7K | 80K | – |
| ISHARES TR | MSCI EAFE ETF | 9K | 109K | – |
| ISHARES TR | CORE S&P MCP ETF | 56 | 950 | – |
| ISHARES TR | EXPND TEC SC ETF | 6K | 66K | – |
| ISHARES TR | ISHARES BIOTECH | 50 | 362 | – |
| ISHARES TR | RUS 1000 VAL ETF | 25 | 145 | – |
| ISHARES TR | RUS 1000 GRW ETF | 10 | 27 | – |
| ISHARES TR | RUSSELL 2000 ETF | 138 | 681 | – |
| ISHARES TR | SHRT NAT MUN ETF | 750 | 7K | – |
| ISHARES TR | GL CLEAN ENE ETF | 8 | 571 | – |
| ISHARES TR | JPMORGAN USD EMG | 2K | 24K | – |
| ISHARES TR | NATIONAL MUN ETF | 247 | 2K | – |
| ISHARES TR | RESIDENTIAL MULT | 181 | 2K | – |
| ISHARES TR | PFD AND INCM SEC | 2K | 53K | – |
| ISHARES TR | US AER DEF ETF | 280 | 2K | – |
| ISHARES TR | EAFE VALUE ETF | 3K | 52K | – |
| ISHARES TR | A RATE CP BD ETF | 927 | 20K | – |
| ISHARES INC | MSCI EMRG CHN | 3K | 58K | – |
| ISHARES INC | MSCI JPN ETF NEW | 981 | 14K | – |
| ISHARES INC | ESG AWR MSCI EM | 136 | 4K | – |
| ISHARES TR | US SML CAP EQT | 2K | 38K | – |
| JPMORGAN CHASE & CO. | COM | 372 | 2K | – |
| JACOBS SOLUTIONS INC | COM | 163 | 1K | – |
| JOHNSON & JOHNSON | COM | 150 | 1K | – |
| KLA CORP | COM NEW | 243 | 295 | – |
| KELLANOVA | COM | 6 | 100 | – |
| KIMCO RLTY CORP | COM | 17 | 869 | – |
| KROGER CO | COM | 28 | 559 | – |
| LABCORP HOLDINGS INC | COM SHS | 134 | 656 | – |
| LAM RESEARCH CORP | COM | 311 | 292 | – |
| LENNAR CORP | CL A | 46 | 306 | – |
| LIGAND PHARMACEUTICALS INC | COM NEW | 7 | 84 | – |
| ELI LILLY & CO | COM | 153 | 169 | – |
| LOCKHEED MARTIN CORP | COM | 234 | 501 | – |
| MARAVAI LIFESCIENCES HLDGS I | COM CL A | 6 | 808 | – |
| MASTERCARD INCORPORATED | CL A | 31 | 70 | – |
| MCDONALDS CORP | COM | 74 | 292 | – |
| MERCK & CO INC | COM | 8 | 64 | – |
| MICROSOFT CORP | COM | 696 | 2K | – |
| MODERNA INC | COM | 5 | 40 | – |
| MONDELEZ INTL INC | CL A | 179 | 3K | – |
| MYRIAD GENETICS INC | COM | 7 | 276 | – |
| NATERA INC | COM | 14 | 125 | – |
| NIKE INC | CL B | 106 | 1K | – |
| NOVAVAX INC | COM NEW | 2 | 120 | – |
| NVIDIA CORPORATION | COM | 292 | 2K | – |
| OMNICOM GROUP INC | COM | 117 | 1K | – |
| OMNIAB INC | COM | 2 | 411 | – |
| PPL CORP | COM | 119 | 4K | – |
| PACIFIC BIOSCIENCES CALIF IN | COM | 2 | 2K | – |
| PEPSICO INC | COM | 34 | 205 | – |
| PFIZER INC | COM | 158 | 6K | – |
| PHILLIPS 66 | COM | 65 | 463 | – |
| PHINIA INC | COMMON STOCK | 8 | 202 | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 41 | 528 | – |
| PROCTER AND GAMBLE CO | COM | 107 | 648 | – |
| PROLOGIS INC. | COM | 14 | 128 | – |
| PUBLIC STORAGE OPER CO | COM | 99 | 343 | – |
| RAYONIER INC | COM | 6 | 191 | – |
| RTX CORPORATION | COM | 69 | 690 | – |
| REALTY INCOME CORP | COM | 22 | 411 | – |
| REGENCY CTRS CORP | COM | 16 | 262 | – |
| REGENXBIO INC | COM | 2 | 191 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 65 | 119 | – |
| SPDR GOLD TR | GOLD SHS | 275 | 1K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 3K | 80K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 4K | 55K | – |
| SPDR SER TR | PORTFOLIO SHORT | 5K | 160K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 15 | 598 | – |
| SPDR SER TR | S&P DIVID ETF | 13 | 100 | – |
| SPDR SER TR | S&P BIOTECH | 162 | 2K | – |
| SALESFORCE INC | COM | 342 | 1K | – |
| SCHWAB CHARLES CORP | COM | 113 | 2K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 12 | 239 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 46 | 521 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 649 | 4K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 21 | 272 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 328 | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 324 | 4K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 233 | 6K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 26 | 116 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 568 | 7K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 287 | 4K | – |
| SERVICENOW INC | COM | 338 | 430 | – |
| SHERWIN WILLIAMS CO | COM | 17 | 57 | – |
| SINGULAR GENOMICS SYSTEMS IN | COM NEW | 0 | 56 | – |
| SOLVENTUM CORP | COM SHS | 2 | 31 | – |
| STARBUCKS CORP | COM | 53 | 682 | – |
| STATE STR CORP | COM | 25 | 340 | – |
| SYNOPSYS INC | COM | 93 | 156 | – |
| TJX COS INC NEW | COM | 55 | 501 | – |
| TESLA INC | COM | 90 | 454 | – |
| TEXAS INSTRS INC | COM | 186 | 955 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 363 | 656 | – |
| 3M CO | COM | 13 | 129 | – |
| TRAVELERS COMPANIES INC | COM | 261 | 1K | – |
| UNION PAC CORP | COM | 24 | 107 | – |
| UNITED PARCEL SERVICE INC | CL B | 47 | 343 | – |
| UNITEDHEALTH GROUP INC | COM | 87 | 171 | – |
| UNITI GROUP INC | COM | 16 | 5K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 811 | 24K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 8K | 111K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 2K | 32K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2K | 44K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 63 | 326 | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 253 | 4K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 7K | 118K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 2K | 53K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 472 | 6K | – |
| VENTAS INC | COM | 42 | 812 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 173 | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 671 | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 11K | 68K | – |
| VERISIGN INC | COM | 99 | 558 | – |
| VERIZON COMMUNICATIONS INC | COM | 166 | 4K | – |
| VERTEX PHARMACEUTICALS INC | COM | 10 | 22 | – |
| VISA INC | COM CL A | 193 | 736 | – |
| WK KELLOGG CO | COM SHS | 0 | 25 | – |
| WABTEC | COM | 1 | 8 | – |
| WALMART INC | COM | 246 | 4K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 2 | 330 | – |
| WASTE MGMT INC DEL | COM | 35 | 166 | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 28 | 979 | – |
| WISDOMTREE TR | US AI ENHANCED | 12 | 117 | – |
| WORKDAY INC | CL A | 15 | 65 | – |
| CUSHMAN WAKEFIELD PLC | SHS | 7 | 718 | – |
| EATON CORP PLC | SHS | 37 | 118 | – |
| JOHNSON CTLS INTL PLC | SHS | 60 | 897 | – |
| MEDTRONIC PLC | SHS | 183 | 2K | – |
| STERIS PLC | SHS USD | 24 | 110 | – |
| GARMIN LTD | SHS | 24 | 150 | – |
| ROYAL CARIBBEAN GROUP | COM | 31 | 193 | – |