LONG FOCUS CAPITAL MANAGEMENT LLC
Adviser information for LONG FOCUS CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $666.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $666.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $666.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126361 |
|---|---|
| SEC ERA File Number | 801-126361 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322024 |
| Legal Entity Identifier | 549300THADEWMS2B0Q53 |
Principal Office
207 CALLE DEL PARQUEA&M TOWER, 8TH FLR
SAN JUAN
PR
United States
Monday - Friday, 9AM-5PM
Tel: (787) 333-0240, Fax: None
Chief Compliance Officer
STEPHEN A. DEPIERO
CFO
207 CALLE DEL PARQUE
A&M TOWER, 8TH FLR
SAN JUAN
PR
United States
Tel:
(787) 333-0240
S************@********M
(Full email address available in API data)
Regulatory Contact
JOHN B. HELMERS
CEO
207 CALLE DEL PARQUE
A&M TOWER, 8TH FLR
SAN JUAN
PR
United States
Tel:
(787) 333-0240
J***********@********M
(Full email address available in API data)
Industry Affiliates
| LONG FOCUS CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LONG FOCUS CAPITAL MASTER, LTD. | Hedge Fund | $666.4M | $1.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HELMERS, JOHN, BYRON | Individual | LONG FOCUS CAPITAL HOLDINGS INC. | SHAREHOLDER | 05/2014 | > 75% |
| DEPIERO, STEPHEN, ALBERT | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 05/2014 | < 5% |
| HELMERS, JOHN, BYRON | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2014 | < 5% |
| LONG FOCUS CAPITAL HOLDINGS INC. | Domestic Entity | – | MANAGING MEMBER | 05/2014 | > 75% |