PRIVATE CLIENT GROUP ASSET MANAGEMENT
PCG ASSET MANAGEMENT, LLC Legal Name
Adviser information for PRIVATE CLIENT GROUP ASSET MANAGEMENT last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 224 | $125.4M |
| Non-Discretionary | 0 | $0 |
| Total | 224 | $125.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $24.8M |
| HNW Individuals | 49 | $100.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 9.1M |
| Both for Same | 116.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIVATE CLIENT GROUP ASSET MANAGEMENT | PRIVATE CLIENT GROUP ASSET MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-126371 |
|---|---|
| SEC ERA File Number | 801-126371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148208 |
| Legal Entity Identifier | None |
Principal Office
376 MAIN STREETSUITE 200
BEDMINSTER
NJ
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 908-719-3024, Fax: 908-234-0456
Websites
Chief Compliance Officer
DAVID JOHNSON
MANAGING MEMBER
376 MAIN STREET
SUITE 200
BEDMINSTER
NJ
United States
Tel:
908-719-3024
Fax:
908-234-0456
D*****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, DAVID, WORDLOW | Individual | – | MANAGER/CHIEF COMPLIANCE OFFICER | 01/2009 | > 75% |
| JOHNSON, CHRISTINA | Individual | – | MEMBER | 12/2021 | 5-10% |