PACIFIC EQUITY, LLC
Adviser information for PACIFIC EQUITY, LLC last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $7.3M |
| Non-Discretionary | 0 | $0 |
| Total | 44 | $7.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $4.1M |
| HNW Individuals | 2 | $3.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMSELECTION OF OTHER ADVISERS FEES |
Identifiers
| SEC RIA File Number | 801-126373 |
|---|---|
| SEC ERA File Number | 801-126373 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282195 |
| Legal Entity Identifier | None |
Principal Office
499/197 RAJA CITY VILLAGEMOO2 SILA SUBDISTRICT, MUEANG DISTRICT
KHON KAEN
Thailand
MONDAY - SATURDAY, 9:00 AM - 6:00 PM
Tel: 707-315-4535, Fax: None
Chief Compliance Officer
KEITH JAMES PONTHIEUX
DIRECTOR
499/197 RAJA CITY VILLAGE
MOO2 SILA SUBDISTRICT, MUEANG DISTRICT
KHON KAEN
Thailand
Tel:
707-315-4535
K***********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PONTHIEUX, KEITH, JAMES | Individual | – | DIRECTOR | 12/2015 | 50-75% |
| Duenas, Maria, Laureen | Individual | – | MEMBER | 12/2015 | 10-25% |
| Mapile, Christopher, Jared | Individual | – | MEMBER | 12/2015 | 10-25% |