ALPHA GROWTH MANAGEMENT LLC
Adviser information for ALPHA GROWTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $19.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $19.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $19.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126374 |
|---|---|
| SEC ERA File Number | 801-126374 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316760 |
| Legal Entity Identifier | None |
Principal Office
1615 SOUTH CONGRESS AVENUESUITE 103
DELRAY BEACH
FL
United States
Monday - Friday, 9AM-5PM
Tel: 949-326-9797, Fax: None
Chief Compliance Officer
JASON SUTHERLAND
GENERAL COUNSEL
1615 SOUTH CONGRESS AVENUE
SUITE 103
DELRAY BEACH
FL
United States
Tel:
949-326-9797
J*@**********M
(Full email address available in API data)
Regulatory Contact
CHAD SCHAFER
HEAD OF AFFILIATED FUNDS
1615 SOUTH CONGRESS AVENUE
SUITE 100
DELRAY BEACH
FL
United States
Tel:
949-326-9797
C*@**********M
(Full email address available in API data)
Industry Affiliates
| ALPHA LONGEVITY MANAGEMENT LTD. | Other investment adviser, including financial planners |
| PROVIDENCE LIFE ASSURANCE (CLASS C LIFE INSURANCE CO) | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sahney, Gobind | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2021 | < 5% |
| Sutherland, Jason | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| ALPHA GROWTH PLC | Foreign Entity | – | MEMBER | 12/2021 | > 75% |
| Sahney, Gobind | Individual | ALPHA GROWTH PLC | DIRECTOR | 08/2015 | |
| Sutherland, Jason | Individual | ALPHA GROWTH PLC | DIRECTOR | 06/2019 |