191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT
191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENT Legal Name
Adviser information for 191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 216 | $146.0M |
| Non-Discretionary | 0 | $0 |
| Total | 216 | $146.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 168 | $45.0M |
| HNW Individuals | 16 | $71.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $2.0M |
| Charitable organizations | <5 | $6.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $21.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| 191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT WRAP PROGRAM | 191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-126375 |
|---|---|
| SEC ERA File Number | 801-126375 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124288 |
| Legal Entity Identifier | None |
Principal Office
191 GODWIN AVENUESTE 5
WYCKOFF
NJ
United States
Monday - Friday, 9AM TO 5 PM
Tel: 201-560-1993, Fax: 201-560-0188
Chief Compliance Officer
FRANK AVENA
191 GODWIN AVE
STE 5
WYCKOFF
NJ
United States
Tel:
201-560-1199
Fax:
201-560-011
F****@****************M
(Full email address available in API data)
Regulatory Contact
FRANK AVENA
RIA
191 GODWIN AVENUE
WYCKOFF
NJ
United States
Tel:
201-560-1993
Fax:
201-560-0188
F****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AVENA, FRANK, JOSEPH | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2002 | 50-75% |
| WARSAW, MILTON, SAUL | Individual | – | VICE-PRESIDENT | 01/2002 | 50-75% |