HAVEN ASSET MANAGEMENT (INTERVAL FUNDS) LLC
Adviser information for HAVEN ASSET MANAGEMENT (INTERVAL FUNDS) LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $16.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $16.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $16.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126378 |
|---|---|
| SEC ERA File Number | 801-126378 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317239 |
| Legal Entity Identifier | None |
Principal Office
537 STEAMBOAT ROADSUITE 302
GREENWICH
CT
United States
Monday - Friday, 9AM TO 5PM
Tel: 203-302-1700, Fax: None
Chief Compliance Officer
JOSEPH IMPELLIZERI
CHIEF FINANCIAL OFFICER
537 STEAMBOAT ROAD
SUITE 302
GREENWICH
CT
United States
Tel:
2033021770
J**************@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLMES, ACHIM, MAXIMILIAN | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2021 | > 75% |
| IMPELLIZERI, JOSEPH, (NMN) | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |