STOKES ASSET MANAGEMENT, LLC
Adviser information for STOKES ASSET MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
Identifiers
| SEC RIA File Number | 801-126390 |
|---|---|
| SEC ERA File Number | 801-126390 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322470 |
| Legal Entity Identifier | None |
Principal Office
1100 POYDRAS STSUITE 2775
NEW ORLEANS
LA
United States
Monday - Friday, 8 AM - 5 PM CT
Tel: (504) 399-4100, Fax: (504) 399-8415
Chief Compliance Officer
CHARLES TIBLIER
1100 POYDRAS ST
SUITE 2275
NEW ORLEANS
LA
United States
Tel:
(504) 399-4100
C******@*********************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
6900 DELMAR BLVD.
UNIVERSITY CITY
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| STOKES FAMILY OFFICE LLC | Other investment adviser, including financial planners |
| STOKES OPPORTUNITY FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STOKES OPPORTUNITY FUND I, LP | Hedge Fund | $0.0M | $0.3M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOKES, DOUGLAS, MATTHEW | Individual | – | MEMBER | 05/2022 | 25-50% |
| STOKES, GREGORY, JOHN | Individual | – | MEMBER | 05/2022 | 25-50% |
| STOKES, DAVID, CARL | Individual | – | MEMBER | 05/2022 | 25-50% |
| TIBLIER, CHARLES, MICHAEL | Individual | – | CCO | 05/2022 | < 5% |