SHERMAN PORTFOLIOS, LLC
Adviser information for SHERMAN PORTFOLIOS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,639 | $202.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3,639 | $202.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $202.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersMarket timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-126397 |
|---|---|
| SEC ERA File Number | 801-126397 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322728 |
| Legal Entity Identifier | None |
Principal Office
2000 JOHN LOOPCOEUR D'ALENE
ID
United States
Monday - Friday, 8AM - 5PM
Tel: 800-634-2008, Fax: None
Websites
Chief Compliance Officer
GERY SADZEWICZ
CHIEF COMPLIANCE OFFICER
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
8157821250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
DANIEL PINKERTON
MANAGING MEMBER
2000 JOHN LOOP
COEUR D'ALENE
ID
United States
Tel:
800-634-2008
D**@**********************M
(Full email address available in API data)
Industry Affiliates
| PINKERTON RETIREMENT SPECIALISTS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| WEISNER, ADAM, ALLEN | Individual | – | CEO | 09/2023 | < 5% |
| PINKERTON INVESTMENTS, INC. | Domestic Entity | – | MEMBER | 07/2022 | 50-75% |
| PINKERTON FAMILY HERITAGE LIMITED PARTNERSHIP | Domestic Entity | – | MEMBER | 07/2022 | 25-50% |
| PINKERTON, KATHRYN, ELAINE | Individual | PINKERTON INVESTMENTS, INC. | MEMBER | 09/1996 | 50-75% |
| PINKERTON, DANIEL, WALTER | Individual | PINKERTON INVESTMENTS, INC. | MEMBER | 09/1996 | 50-75% |