OPAL CAPITAL LLC
Adviser information for OPAL CAPITAL LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $76.8M |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $76.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $61.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $15.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126398 |
|---|---|
| SEC ERA File Number | 801-126398 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322755 |
| Legal Entity Identifier | None |
Principal Office
1900 GLADES RD.SUITE 500
BOCA RATON
FL
United States
Monday - Friday, 8AM - 5PM
Tel: 917-716-6257, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
8157821250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| SHOREBIRD CAPITAL, LP | Other investment adviser, including financial planners |
| TITLEIST ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| TITLEIST CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAFF, AUSTIN, MERLE | Individual | – | FOUNDER/CIO | 07/2022 | < 5% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| TITLEIST ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 03/2023 | 10-25% |
| FIELDS, BYRON, LUCIEN | Individual | TITLEIST ASSET MANAGEMENT, LLC | MANAGING PARTNER | 08/2022 | 50-75% |
| O'BANION, JOE-BEN | Individual | TITLEIST ASSET MANAGEMENT, LLC | MANAGING PARTNER | 08/2022 | 25-50% |
| GRAFF CAPITAL | Domestic Entity | – | MEMBER | 07/2022 | > 75% |
| GRAFF, AUSTIN, MERLE | Individual | GRAFF CAPITAL | MANAGING MEMBER | 07/2022 | > 75% |