KENNEDY INVESTMENT GROUP
KENNEDY INVESTMENT GROUP, INC. Legal Name
Adviser information for KENNEDY INVESTMENT GROUP last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,452 | $468.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2,452 | $468.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 778 | $225.0M |
| HNW Individuals | 116 | $239.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $4.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 468.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KIG WRAP FEE PROGRAM | KENNEDY INVESTMENT GROUP |
Identifiers
| SEC RIA File Number | 801-126404 |
|---|---|
| SEC ERA File Number | 801-126404 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322605 |
| Legal Entity Identifier | None |
Principal Office
196 DELAWARE STREETWEST DEPTFORD
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 856-853-0400, Fax: 856-853-2747
Chief Compliance Officer
EUGENE DONATO
196 DELAWARE ST.
WEST DEPTFORD
NJ
United States
Tel:
856-853-0400
G**********@*************************M
(Full email address available in API data)
Regulatory Contact
JOHN KENNEDY
PRESIDENT, CEO
196 DELAWARE ST.
WEST DEPTFORD
NJ
United States
Tel:
856-853-0400
J***********@*************************M
(Full email address available in API data)
Industry Affiliates
| KENNEDY INSURANCE SERVICES INC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNEDY, JOHN, WILLIAM | Individual | – | CEO | 07/2022 | > 75% |
| DONATO, EUGENE, T | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| HERING, KEITH, ROBERT | Individual | – | MANAGING DIRECTOR | 10/2022 | < 5% |
| SCHROEDER, HENRY, J. | Individual | – | PRESIDENT | 01/2024 | < 5% |