CALUMET CAPITAL PARTNERS LLC
Adviser information for CALUMET CAPITAL PARTNERS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 3 | $191.0M |
Non-Discretionary | 0 | $0 |
Total | 3 | $191.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | <5 | $191.0M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based feesSERVICING FEES |
Identifiers
SEC RIA File Number | 801-126425 |
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SEC ERA File Number | 801-126425 |
SEC CIK Numbers | None |
SEC CRD Numbers | 318770 |
Legal Entity Identifier | None |
Principal Office
801 BRICKELL AVESUITE 2470
MIAMI
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 305-646-7161, Fax: None
Chief Compliance Officer
DOMINIQUE SONG
801 BRICKELL AVE
SUITE 2470
MIAMI
FL
United States
Tel:
818-839-1158
D****@*****************M
(Full email address available in API data)
Regulatory Contact
DANIEL THOMAS CARROLL
CHIEF EXECUTIVE OFFICER
801 BRICKELL AVE
SUITE 2470
MIAMI
FL
United States
Tel:
312-543-2102
D**@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CALUMET CAPITAL HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 12/2021 | > 75% |
CALUMET PRINCIPALS LLC | Domestic Entity | CALUMET CAPITAL HOLDINGS LLC | MANAGING MEMBER | 12/2021 | > 75% |
CARROLL, DAN, THOMAS | Individual | CALUMET PRINCIPALS LLC | MANAGING MEMBER | 11/2021 | > 75% |
SONG, DOMINIQUE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
CARROLL, DAN, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2021 | > 75% |