KOOMAN & ASSOCIATES
Adviser information for KOOMAN & ASSOCIATES last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,235 | $411.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,235 | $411.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 189 | $90.4M |
| HNW Individuals | 122 | $302.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $4.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $14.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 35.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RAYMOND JAMES & ASSOCIATES WRAP | RAYMOND JAMES & ASSOCIATES, INC. |
Principal Office
517 S. LOGAN BLVD.ALTOONA
PA
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 814-941-4800, Fax: 814-941-4807
Websites
www.kooman.com/
www.facebook.com/koomanandassociatesllc/
www.linkedin.com/company/kooman-&-associates/
www.linkedin.com/in/jeff-starkey-cfp%c2%ae-6490244/
www.linkedin.com/in/kate-kooman-starkey-cfp%c2%ae-77687180/
www.linkedin.com/in/kylemoerschbacher/
www.linkedin.com/in/samantha-yon-88982483/
www.linkedin.com/in/taylor-canole/
www.linkedin.com/in/justin-best/
Chief Compliance Officer
JEFFREY STARKEY
517 S. LOGAN BLVD.
ALTOONA
PA
United States
Tel:
814-941-4800
Fax:
814-941-4807
J**************@*********M
(Full email address available in API data)
Regulatory Contact
AMY DELAUTER
DIRECTOR OF OFFICE COMPLIANCE
517 S. LOGAN BLVD.
ALTOONA
PA
United States
Tel:
814-941-4800
Fax:
814-941-4807
A***********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STARKEY, JEFFREY, NICHOLAS | Individual | – | CHIEF COMPLIANCE OFFICER/CO-MANAGING MEMBER | 07/2022 | 50-75% |
| STARKEY, KATHRYN, KOOMAN | Individual | – | CO-MANAGING MEMBER | 07/2022 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 554K | 3K | – |
| ALPHABET INC | CAP STK CL C | 716K | 4K | – |
| AMAZON COM INC | COM | 725K | 4K | – |
| APPLE INC | COM | 2M | 8K | – |
| AT&T INC | COM | 235K | 12K | – |
| CHEVRON CORP NEW | COM | 380K | 2K | – |
| CRANE COMPANY | COMMON STOCK | 390K | 3K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 23M | 850K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 35M | 1M | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 96M | 3M | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 13M | 395K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 16M | 403K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 5M | 78K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 6M | 128K | – |
| DISNEY WALT CO | COM | 366K | 4K | – |
| ELI LILLY & CO | COM | 349K | 386 | – |
| EXXON MOBIL CORP | COM | 554K | 5K | – |
| GSK PLC | SPONSORED ADR | 240K | 6K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 235K | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 313K | 6K | – |
| ISHARES TR | GLOBAL REIT ETF | 5M | 217K | – |
| ISHARES TR | 1 3 YR TREAS BD | 7M | 82K | – |
| ISHARES TR | CORE INTL AGGR | 11M | 214K | – |
| ISHARES TR | CORE S&P500 ETF | 12M | 21K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 17K | – |
| ISHARES TR | CORE S&P MCP ETF | 800K | 14K | – |
| ISHARES TR | CORE S&P SCP ETF | 424K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 2M | 32K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 2M | 34K | – |
| META PLATFORMS INC | CL A | 234K | 464 | – |
| MICROSOFT CORP | COM | 2M | 3K | – |
| NETFLIX INC | COM | 337K | 500 | – |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| ORACLE CORP | COM | 220K | 2K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 1M | 20K | – |
| PIMCO ETF TR | SHTRM MUN BD ACT | 723K | 14K | – |
| PROCTER AND GAMBLE CO | COM | 402K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 277K | 1K | – |
| RTX CORPORATION | COM | 221K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 497K | 913 | – |
| TESLA INC | COM | 230K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 523K | 13K | – |
| WILLIAMS COS INC | COM | 226K | 5K | – |