MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC
Adviser information for MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 564 | $286.7M |
| Non-Discretionary | 0 | $0 |
| Total | 564 | $286.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $9.5M |
| HNW Individuals | 89 | $276.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $571,981 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $505,766 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ASSET ALLOCATION SERVICES INVESTMENT ADVISOR TO 401K PLANS |
|---|---|
| Compensation | % of AUM |
Principal Office
475 HALF DAY ROADSUITE 500
LINCOLNSHIRE
IL
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 847-247-8959, Fax: 847-883-8704
Chief Compliance Officer
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
KEITH A. SCHOENFELD
MEMBER
475 HALF DAY ROAD
SUITE 500
LINCOLNSHIRE
IL
United States
Tel:
847-247-8959
Fax:
847-883-8704
K**********@********M
(Full email address available in API data)
Industry Affiliates
| MOWERY & SCHOENFELD, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOWERY, JEFFERY, LYNN | Individual | – | MEMBER | 07/1998 | 25-50% |
| SCHOENFELD, KEITH, ANTHONY | Individual | – | MEMBER | 07/1998 | 25-50% |
| DEERING, MICHAEL, ANTHONY | Individual | – | MEMBER | 01/2022 | 25-50% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 135K | 1K | – |
| ABBVIE INC | COM | 429K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4K | 14 | – |
| ADOBE INC | COM | 2K | 4 | – |
| ADVANCED MICRO DEVICES INC | COM | 59K | 363 | – |
| AIR PRODS & CHEMS INC | COM | 20K | 76 | – |
| ALLIANT ENERGY CORP | COM | 51K | 1K | – |
| ALPHABET INC | CAP STK CL A | 75K | 412 | – |
| ALPHABET INC | CAP STK CL C | 875K | 5K | – |
| ALTRIA GROUP INC | COM | 36K | 800 | – |
| AMAZON COM INC | COM | 121K | 626 | – |
| AMERICAN INTL GROUP INC | COM NEW | 15K | 197 | – |
| AMERICAN TOWER CORP NEW | COM | 31K | 157 | – |
| ANALOG DEVICES INC | COM | 85K | 371 | – |
| APOLLO GLOBAL MGMT INC | COM | 63K | 534 | – |
| APPLE INC | COM | 3M | 13K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 48K | 78 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 14K | – |
| AVALONBAY CMNTYS INC | COM | 36K | 174 | – |
| AVERY DENNISON CORP | COM | 82K | 375 | – |
| B2GOLD CORP | COM | 540 | 200 | – |
| BECTON DICKINSON & CO | COM | 47K | 200 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BLOCK INC | CL A | 26K | 400 | – |
| BOEING CO | COM | 1K | 6 | – |
| BOSTON SCIENTIFIC CORP | COM | 175K | 2K | – |
| BROADCOM INC | COM | 53K | 33 | – |
| BROWN FORMAN CORP | CL B | 10K | 220 | – |
| CAMDEN PPTY TR | SH BEN INT | 44K | 404 | – |
| CAPITAL ONE FINL CORP | COM | 27K | 198 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 23K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 9K | 140 | – |
| CATERPILLAR INC | COM | 334 | 1 | – |
| CBOE GLOBAL MARKETS INC | COM | 134K | 789 | – |
| CDW CORP | COM | 119K | 533 | – |
| CHEVRON CORP NEW | COM | 60K | 385 | – |
| CHEWY INC | CL A | 3K | 100 | – |
| CHUBB LIMITED | COM | 86K | 337 | – |
| CINTAS CORP | COM | 4K | 6 | – |
| CISCO SYS INC | COM | 169K | 4K | – |
| CME GROUP INC | COM | 478K | 2K | – |
| COCA COLA CO | COM | 36K | 573 | – |
| COCA COLA CONS INC | COM | 80K | 74 | – |
| COMCAST CORP NEW | CL A | 202K | 5K | – |
| CORTEVA INC | COM | 222K | 4K | – |
| COSTAR GROUP INC | COM | 742 | 10 | – |
| CRONOS GROUP INC | COM | 47 | 20 | – |
| DANAHER CORPORATION | COM | 30K | 121 | – |
| DIAGEO PLC | SPON ADR NEW | 22K | 173 | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 331K | 9K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 7M | 221K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 226K | 4K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 498K | 20K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VALUE | 67K | 2K | – |
| DIMENSIONAL ETF TRUST | US MARKETWIDE VLU | 314K | 8K | – |
| DISNEY WALT CO | COM | 14K | 142 | – |
| DOW INC | COM | 165K | 3K | – |
| DTE ENERGY CO | COM | 55K | 494 | – |
| DUPONT DE NEMOURS INC | COM | 332K | 4K | – |
| EA SERIES TRUST | STRIVE US ENERGY | 270 | 9 | – |
| EDISON INTL | COM | 47K | 650 | – |
| EDWARDS LIFESCIENCES CORP | COM | 4K | 46 | – |
| ELEVANCE HEALTH INC | COM | 819K | 2K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EMERSON ELEC CO | COM | 221 | 2 | – |
| ENBRIDGE INC | COM | 46K | 1K | – |
| EQT CORP | COM | 8K | 221 | – |
| ETF SER SOLUTIONS | US GLB JETS | 13K | 670 | – |
| EVERGY INC | COM | 52K | 976 | – |
| EVERSOURCE ENERGY | COM | 40K | 708 | – |
| EXACT SCIENCES CORP | COM | 4K | 100 | – |
| EXELON CORP | COM | 18K | 513 | – |
| EXXON MOBIL CORP | COM | 174K | 2K | – |
| FERRARI NV | COM | 36K | 89 | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 344K | 14K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 15M | 86K | – |
| FIGS INC | CL A | 15K | 3K | – |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 71K | 1K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 87K | 828 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 109K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2K | 31 | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 2K | 41 | – |
| FIRST TR EXCHANGE-TRADED FD | LNG DUR OPRTUN | 55K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | MERGER ARBITRA | 3K | 151 | – |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 77K | 2K | – |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 128K | 2K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 112K | 3K | – |
| FORD MTR CO DEL | COM | 35K | 3K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 3K | 50 | – |
| FREEPORT-MCMORAN INC | CL B | 18K | 368 | – |
| GALLAGHER ARTHUR J & CO | COM | 426K | 2K | – |
| GENERAC HLDGS INC | COM | 3K | 20 | – |
| GENERAL DYNAMICS CORP | COM | 291 | 1 | – |
| GENERAL ELECTRIC | COM | 18K | 115 | – |
| GENERAL MTRS CO | COM | 15K | 316 | – |
| GILEAD SCIENCES INC | COM | 17K | 248 | – |
| GOLDMAN SACHS GROUP INC | COM | 57K | 125 | – |
| GRAINGER W W INC | COM | 3K | 3 | – |
| GUIDEWIRE SOFTWARE INC | COM | 552 | 4 | – |
| HALEON PLC | SPON ADS | 16K | 2K | – |
| HOME DEPOT INC | COM | 27K | 78 | – |
| HONEYWELL INTL INC | COM | 855 | 4 | – |
| IDEXX LABS INC | COM | 4K | 8 | – |
| ILLINOIS TOOL WKS INC | COM | 110K | 465 | – |
| INTEL CORP | COM | 15K | 470 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 28K | 163 | – |
| INTUIT | COM | 82K | 125 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 133K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 165K | 345 | – |
| IONQ INC | COM | 1K | 200 | – |
| ISHARES SILVER TR | ISHARES | 532 | 20 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 158K | 2K | – |
| ISHARES TR | CORE DIV GRWTH | 135K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 512K | 935 | – |
| ISHARES TR | FLTG RATE NT ETF | 5M | 108K | – |
| ISHARES TR | RUS 1000 ETF | 7K | 22 | – |
| ISHARES TR | RUSSELL 2000 ETF | 14K | 70 | – |
| ISHARES TR | S&P MC 400GR ETF | 1M | 13K | – |
| ISHARES TR | SELECT DIVID ETF | 550K | 5K | – |
| JOHNSON & JOHNSON | COM | 23K | 155 | – |
| JPMORGAN CHASE & CO. | COM | 89K | 440 | – |
| KENVUE INC | COM | 15K | 840 | – |
| KRAFT HEINZ CO | COM | 17K | 531 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 158 | 6 | – |
| LEUTHOLD FDS INC | CORE ETF | 4M | 111K | – |
| LINDE PLC | SHS | 44K | 101 | – |
| LOWES COS INC | COM | 431K | 2K | – |
| MAGIC SOFTWARE ENTERPRISES L | ORD | 963 | 100 | – |
| MARSH & MCLENNAN COS INC | COM | 87K | 413 | – |
| MASTERCARD INCORPORATED | CL A | 2K | 4 | – |
| MERCK & CO INC | COM | 32K | 257 | – |
| META PLATFORMS INC | CL A | 26K | 52 | – |
| METLIFE INC | COM | 21K | 302 | – |
| MICROSOFT CORP | COM | 1M | 3K | – |
| MODERNA INC | COM | 83K | 700 | – |
| MONDELEZ INTL INC | CL A | 50K | 765 | – |
| MORGAN STANLEY | COM NEW | 4K | 40 | – |
| NEXTERA ENERGY INC | COM | 119K | 2K | – |
| NIKE INC | CL B | 227 | 3 | – |
| NORDSON CORP | COM | 5K | 21 | – |
| NORTHERN TR CORP | COM | 232K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 21K | 49 | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 35K | 2K | – |
| NVIDIA CORPORATION | COM | 72K | 580 | – |
| ODDITY TECH LTD | SHS CL A | 825 | 21 | – |
| OLD SECOND BANCORP INC ILL | COM | 6K | 400 | – |
| ORACLE CORP | COM | 83K | 588 | – |
| OTIS WORLDWIDE CORP | COM | 7K | 70 | – |
| PALO ALTO NETWORKS INC | COM | 17K | 50 | – |
| PEPSICO INC | COM | 74K | 449 | – |
| PFIZER INC | COM | 35K | 1K | – |
| PHILIP MORRIS INTL INC | COM | 56K | 549 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2M | 17K | – |
| PLUG POWER INC | COM NEW | 192 | 82 | – |
| PNC FINL SVCS GROUP INC | COM | 18K | 114 | – |
| PPG INDS INC | COM | 23K | 179 | – |
| PROCTER AND GAMBLE CO | COM | 29K | 177 | – |
| PROGRESSIVE CORP | COM | 28K | 137 | – |
| PROSHARES TR | S&P 500 DV ARIST | 9M | 96K | – |
| PROSHARES TR | S&P TECH DIVIDEN | 40K | 542 | – |
| PTC INC | COM | 36K | 200 | – |
| PUBLIC STORAGE OPER CO | COM | 18K | 62 | – |
| RB GLOBAL INC | COM | 5K | 60 | – |
| REALTY INCOME CORP | COM | 11K | 200 | – |
| ROYAL CARIBBEAN GROUP | COM | 46K | 290 | – |
| RTX CORPORATION | COM | 43K | 428 | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 12K | 200 | – |
| SAP SE | SPON ADR | 29K | 143 | – |
| SCHNEIDER NATIONAL INC | CL B | 121 | 5 | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 89K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 305K | 8K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 90K | 400 | – |
| SEMPRA | COM | 109K | 1K | – |
| SHELL PLC | SPON ADS | 31K | 428 | – |
| SIMON PPTY GROUP INC NEW | COM | 63K | 418 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 438K | 805 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 12K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 159K | 4K | – |
| SPDR SER TR | GOLD SHARES | 12K | 58 | – |
| STERIS PLC | SHS USD | 5K | 23 | – |
| STRYKER CORPORATION | COM | 61K | 180 | – |
| SYNOPSYS INC | COM | 48K | 81 | – |
| SYSCO CORP | COM | 714 | 10 | – |
| TARGET CORP | COM | 61K | 413 | – |
| TESLA INC | COM | 231K | 1K | – |
| TEXAS INSTRS INC | COM | 14K | 72 | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 363K | 495 | – |
| THE CIGNA GROUP | COM | 28K | 85 | – |
| TILRAY BRANDS INC | COM | 42 | 25 | – |
| TJX COS INC NEW | COM | 41K | 371 | – |
| T-MOBILE US INC | COM | 40K | 226 | – |
| TRAVELERS COMPANIES INC | COM | 140K | 687 | – |
| UBER TECHNOLOGIES INC | COM | 23K | 323 | – |
| UNION PAC CORP | COM | 33K | 146 | – |
| UNITED PARCEL SERVICE INC | CL B | 15K | 111 | – |
| UNITEDHEALTH GROUP INC | COM | 149K | 292 | – |
| UNIVERSAL CORP VA | COM | 579 | 12 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 7K | 18 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 154K | 308 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 154K | 844 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 116K | 462 | – |
| VANGUARD INDEX FDS | INFORMATION TECHNOLOGY | 142K | 246 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 150K | 562 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 43K | 990 | – |
| VISA INC | COM CL A | 344K | 1K | – |
| VULCAN MATLS CO | COM | 38K | 154 | – |
| WALMART INC | COM | 656K | 10K | – |
| WASTE MGMT INC DEL | COM | 28K | 132 | – |
| WEC ENERGY GROUP INC | COM | 167K | 2K | – |
| WILLIAMS COS INC | COM | 58K | 1K | – |
| YETI HLDGS INC | COM | 4K | 100 | – |
| YUM BRANDS INC | COM | 13K | 100 | – |
| WISDOM TREE | US HIGH DIVIDEND | 63K | 740 | – |