AXXES ADVISORS LLC
Adviser information for AXXES ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | WE INTEND TO PROVIDE PORTFOLIO MANAGEMENT SERVICES TO A BUSINESS DEVELOPMENT COMPANY; SEE SCHEDULE D |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126433 |
|---|---|
| SEC ERA File Number | 801-126433 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318039 |
| Legal Entity Identifier | None |
Principal Office
3011 PONCE DE LEON BLVDSUITE 1420
CORAL GABLES
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 786-662-3114, Fax: None
Chief Compliance Officer
KARRIE J. JERRY
CHIEF COMPLIANCE OFFICER
3011 PONCE DE LEON BLVD
SUITE 1420
CORAL GABLES
FL
United States
Tel:
786-885-4821
K*****@**************M
(Full email address available in API data)
Industry Affiliates
| AXXES CAPITAL INC. | Sponsor or syndicator of limited partnerships |
| AXXES HOLDINGS INC. | Sponsor or syndicator of limited partnerships |
| AXXES PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| BISCAYNE RESIDENCES LLC | Sponsor or syndicator of limited partnerships |
| CR CREDIT MANAGEMENT LLC | Sponsor or syndicator of limited partnerships |
| CR CREDIT PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| CR GLOBAL HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA BAJO LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA CAPITAL SUSTAINABILITY PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA CAPITAL ADVISORS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA CAPITAL DEVELOPMENT PARTNER LLCS | Sponsor or syndicator of limited partnerships |
| DAGROSA CAPITAL LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA ENTERPRISES LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA INVESTORS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA PRIVATE CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA PUBLIC CAPITAL LLC | Sponsor or syndicator of limited partnerships |
| DAGROSA PUBLIC CAPITAL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DANE CAPITAL | Sponsor or syndicator of limited partnerships |
| DCP AXXES HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| DCP AXXES PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DCP BISCAYNE PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DCP DEVELOPMENT LLC | Sponsor or syndicator of limited partnerships |
| DCP DEVELOPMENT PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| DCP DEVELOPMENT PARTNERSII LLC | Sponsor or syndicator of limited partnerships |
| DCP EQUITY MANAGER I LLC | Sponsor or syndicator of limited partnerships |
| DCP REAL ESTATE PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| GACP PRIVATE CAPITAL MANAGEMENT | Sponsor or syndicator of limited partnerships |
| GACP PROPERTIES, LLC | Sponsor or syndicator of limited partnerships |
| GACP SPORTS LLC | Sponsor or syndicator of limited partnerships |
| GACP SPORTS PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| GACP, LLC | Sponsor or syndicator of limited partnerships |
| GENERAL AMERICAN CAPITAL PARTNERS, LLC | Sponsor or syndicator of limited partnerships |
| JDGR HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| JOBA IRREVOCABLE TRUST | Sponsor or syndicator of limited partnerships |
| KAPITAL FOOTBALL ADVISORS LLC | Sponsor or syndicator of limited partnerships |
| KAPITAL FOOTBALL HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| KAPITAL FOOTBALL PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| KARBON KREDIT CORP. | Sponsor or syndicator of limited partnerships |
| KKC I CORP. | Sponsor or syndicator of limited partnerships |
| MAGIC CITY RE PARTNERS II LLC | Sponsor or syndicator of limited partnerships |
| MAGIC CITY RE PARTNERS LLC | Sponsor or syndicator of limited partnerships |
| NEW ECONOMY 3T HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
| QUINTASEN HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AXXES CAPITAL INC. | Domestic Entity | – | MEMBER | 12/2021 | > 75% |
| AXXES PARTNERS LLC | Domestic Entity | AXXES CAPITAL INC. | MEMBER | 12/2021 | > 75% |
| DCP AXXES PARTNERS LLC | Domestic Entity | AXXES PARTNERS LLC | MEMBER | 12/2021 | > 75% |
| DAGROSA CAPITAL PARTNERS LLC | Domestic Entity | DCP AXXES PARTNERS LLC | MEMBER | 12/2021 | > 75% |
| DAGROSA PRIVATE CAPITAL PARTNERS LLC | Domestic Entity | DAGROSA CAPITAL PARTNERS LLC | MEMBER | 12/2021 | > 75% |
| DAGROSA CAPITAL LLC | Domestic Entity | DAGROSA PRIVATE CAPITAL PARTNERS LLC | MANAGER | 12/2021 | > 75% |
| DAGROSA ENTERPRISES LLC | Domestic Entity | DAGROSA CAPITAL LLC | MANAGER | 12/2021 | > 75% |
| JDGR HOLDINGS LLC | Domestic Entity | DAGROSA ENTERPRISES LLC | MANAGER | 12/2021 | > 75% |
| BACHMAN, GARY, J | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |
| DAGROSA, JOSEPH, EDWARD | Individual | JDGR HOLDINGS LLC | MANAGER | 12/2021 | > 75% |
| JERRY, KARRIE, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| KAPLAN, ADAM, LAWRENCE | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 06/2022 | < 5% |
| DAGROSA, JOSEPH, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2021 | > 75% |
| ROY, JOHN, PARKER | Individual | – | CHIEF REVENUE OFFICER | 05/2022 | < 5% |
| AXXES FUND SOLUTIONS LLC | Domestic Entity | – | MEMBER | 09/2023 | > 75% |