PROLIFIC SOLUTIONS
REDWOOD ADVISORY, LLC Legal Name
Adviser information for PROLIFIC SOLUTIONS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 107 | $65.5M |
| Non-Discretionary | 0 | $0 |
| Total | 107 | $65.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.5M |
| HNW Individuals | 21 | $50.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $13.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126440 |
|---|---|
| SEC ERA File Number | 801-126440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322770 |
| Legal Entity Identifier | None |
Principal Office
260 MADISON AVE8TH FLOOR
NEW YORK
NY
United States
BY APPOINTMENT ONLY, 9AM-5PM
Tel: (646) 612-7995, Fax: None
Chief Compliance Officer
RAKESH BUDHRAM
MANAGING MEMBER AND CHIEF OPERATING OFFICER
260 MADISON AVE
8TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 612-7995
R*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUDHRAM, RAKESH, NMN | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 08/2022 | > 75% |