GOLDEN STATE EQUITY PARTNERS, LLC
Adviser information for GOLDEN STATE EQUITY PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 24 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,106 | $743.7M |
| Non-Discretionary | 0 | $0 |
| Total | 4,106 | $743.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,191 | $235.3M |
| HNW Individuals | 238 | $486.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $451,762 |
| Charitable organizations | 4 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $20.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFINANCIAL PLANNING FEES |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 108.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GSEP WRAP PROGRAM | GOLDEN STATE EQUITY PARTNERS, LLC |
Principal Office
201 E. SANDPOINTE AVESUITE 460
SOUTH COAST METRO
CA
United States
Monday - Friday, 8AM-5PM
Tel: 866-273-1563, Fax: None
Websites
www.schneider-wealth.com
www.tangentretirement.com
www.tvnwealth.com
www.vector3wealth.com
baobabwealth.com/
www.arisewm.com
arenzanocapital.com
www.desertcitieswm.com/
www.longevity-wealth.com
www.teamgoldenstate.com
www.heartmtwm.com
www.marshallwealthadvisors.com
trivalleywealth.com/
www.avellaprivatewealth.com/
Chief Compliance Officer
PATRICK CATONE
201 E SANDPOINTE AVE
SUITE 460
SOUTH COAST METRO
CA
United States
Tel:
714-322-7410
Fax:
949-428-4281
P*************@******************M
(Full email address available in API data)
Industry Affiliates
| GOLDEN STATE ASSET MANAGEMENT | Other investment adviser, including financial planners |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
| REDWOOD INVESTMENT GROUP, INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JEFFS-CATONE, PATRICK, MICHAEL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2018 | 25-50% |
| NAHAS, JOHN, EMILE | Individual | – | MANAGING MEMBER | 11/2017 | 25-50% |
| CATONE, DANIEL, ROBERT | Individual | – | MANAGING MEMBER | 03/2018 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 337K | 3K | – |
| ABBOTT LABS | COM | 526K | 5K | – |
| ABBVIE INC | COM | 3M | 17K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 3K | – |
| ADOBE INC | COM | 504K | 908 | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 11K | – |
| AFLAC INC | COM | 530K | 6K | – |
| AGREE RLTY CORP | COM | 413K | 7K | – |
| AIR PRODS & CHEMS INC | COM | 707K | 3K | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 15K | 14K | – |
| ALPHABET INC | CAP STK CL A | 8M | 43K | – |
| ALPHABET INC | CAP STK CL C | 846K | 5K | – |
| ALTRIA GROUP INC | COM | 495K | 11K | – |
| AMAZON COM INC | COM | 10M | 50K | – |
| AMERICAN EXPRESS CO | COM | 343K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 412K | 2K | – |
| AMGEN INC | COM | 2M | 5K | – |
| ANALOG DEVICES INC | COM | 502K | 2K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 203K | 3K | – |
| ANSYS INC | COM | 321K | 999 | – |
| ANTERO RESOURCES CORP | COM | 483K | 15K | – |
| APA CORPORATION | COM | 364K | 12K | – |
| APOLLO GLOBAL MGMT INC | COM | 378K | 3K | – |
| APPLE INC | COM | 24M | 113K | – |
| ARES CAPITAL CORP | COM | 227K | 11K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 265K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 705K | 689 | – |
| AT&T INC | COM | 1M | 73K | – |
| AUTODESK INC | COM | 202K | 816 | – |
| BANCO SANTANDER S.A. | ADR | 347K | 75K | – |
| BANK AMERICA CORP | COM | 3M | 63K | – |
| BARRICK GOLD CORP | COM | 171K | 10K | – |
| BECTON DICKINSON & CO | COM | 387K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| BIONANO GENOMICS INC | COM NEW | 18K | 27K | – |
| BLACKROCK INC | COM | 1M | 1K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 135K | 12K | – |
| BLOCK INC | CL A | 267K | 4K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 654K | 43K | – |
| BOEING CO | COM | 462K | 3K | – |
| BOSTON SCIENTIFIC CORP | COM | 806K | 10K | – |
| BP PLC | SPONSORED ADR | 322K | 9K | – |
| BROADCOM INC | COM | 6M | 3K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 460K | 2K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 427K | 10K | – |
| BROWN & BROWN INC | COM | 1M | 11K | – |
| CADENCE DESIGN SYSTEM INC | COM | 477K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 361K | 5K | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 356K | 11K | – |
| CAPITAL ONE FINL CORP | COM | 211K | 2K | – |
| CARDINAL HEALTH INC | COM | 416K | 4K | – |
| CARETRUST REIT INC | COM | 912K | 36K | – |
| CARLISLE COS INC | COM | 542K | 1K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 1M | 58K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CENCORA INC | COM | 1M | 5K | – |
| CHEMED CORP NEW | COM | 562K | 1K | – |
| CHENIERE ENERGY INC | COM NEW | 855K | 5K | – |
| CHEVRON CORP NEW | COM | 3M | 21K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 486K | 8K | – |
| CHUBB LIMITED | COM | 1M | 5K | – |
| CHURCH & DWIGHT CO INC | COM | 514K | 5K | – |
| CINTAS CORP | COM | 545K | 778 | – |
| CISCO SYS INC | COM | 677K | 14K | – |
| CITIGROUP INC | COM NEW | 1M | 19K | – |
| CLOROX CO DEL | COM | 504K | 4K | – |
| CME GROUP INC | COM | 325K | 2K | – |
| COCA COLA CO | COM | 753K | 12K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 535K | 7K | – |
| COINBASE GLOBAL INC | COM CL A | 625K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 255K | 3K | – |
| COMCAST CORP NEW | CL A | 2M | 38K | – |
| CONOCOPHILLIPS | COM | 994K | 9K | – |
| CONSOLIDATED EDISON INC | COM | 478K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 477K | 1K | – |
| CROWN CASTLE INC | COM | 566K | 6K | – |
| CUMMINS INC | COM | 223K | 804 | – |
| DEERE & CO | COM | 248K | 664 | – |
| DELTA AIR LINES INC DEL | COM NEW | 871K | 18K | – |
| DIAGEO PLC | SPON ADR NEW | 239K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 712K | 4K | – |
| DIGITAL RLTY TR INC | COM | 419K | 3K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 226K | 6K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 406K | 16K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 294K | 12K | – |
| DISNEY WALT CO | COM | 629K | 6K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 2M | 159K | – |
| DOUBLELINE OPPORTUNISTIC CR | COM | 175K | 11K | – |
| DOVER CORP | COM | 494K | 3K | – |
| DUKE ENERGY CORP NEW | COM NEW | 369K | 4K | – |
| DYCOM INDS INC | COM | 401K | 2K | – |
| EATON CORP PLC | SHS | 454K | 1K | – |
| ECOLAB INC | COM | 608K | 3K | – |
| EDISON INTL | COM | 222K | 3K | – |
| ELEVANCE HEALTH INC | COM | 2M | 3K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ENBRIDGE INC | COM | 310K | 9K | – |
| ENPHASE ENERGY INC | COM | 342K | 3K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 37K | – |
| ETF SER SOLUTIONS | APTUS COLLRD INV | 2M | 51K | – |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 1M | 29K | – |
| ETF SER SOLUTIONS | APTUS ENHANCED | 272K | 12K | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 17K | 17K | – |
| EVERGY INC | COM | 209K | 4K | – |
| EXPEDIA GROUP INC | NOTE 2/1 | 44K | 48K | – |
| EXPEDITORS INTL WASH INC | COM | 518K | 4K | – |
| EXXON MOBIL CORP | COM | 2M | 22K | – |
| FASTENAL CO | COM | 443K | 7K | – |
| FEDEX CORP | COM | 778K | 3K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 395K | 8K | – |
| FIDELITY NATL INFORMATION SV | COM | 317K | 4K | – |
| FIRST HAWAIIAN INC | COM | 382K | 18K | – |
| FIRST SOLAR INC | COM | 460K | 2K | – |
| FIRST TR EXCH TRADED FD III | HORIZON MNGD ETF | 3M | 102K | – |
| FIRST TR EXCH TRADED FD III | HORIZON DMST ETF | 5M | 131K | – |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 1M | 22K | – |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 658K | 27K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2M | 26K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 5M | 141K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 238K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 3M | 79K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 311K | 11K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 418K | 16K | – |
| FIVE POINT HOLDINGS LLC | COM CL A | 30K | 10K | – |
| FREEPORT-MCMORAN INC | CL B | 644K | 13K | – |
| GABELLI EQUITY TR INC | COM | 579K | 111K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GENUINE PARTS CO | COM | 839K | 6K | – |
| GLOBAL X FDS | S&P 500 CATHOLIC | 206K | 3K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 2M | 50K | – |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 1M | 27K | – |
| GOLDMAN SACHS GROUP INC | COM | 645K | 1K | – |
| GOLUB CAP BDC INC | COM | 557K | 35K | – |
| GRAINGER W W INC | COM | 421K | 467 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 448K | 8K | – |
| GROUP 1 AUTOMOTIVE INC | COM | 294K | 990 | – |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 13K | 10K | – |
| HALEON PLC | SPON ADS | 152K | 18K | – |
| HALLIBURTON CO | COM | 493K | 15K | – |
| HARBOR ETF TRUST | LONG TERM GROWER | 9M | 346K | – |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 5M | 149K | – |
| HEICO CORP NEW | CL A | 351K | 2K | – |
| HENRY JACK & ASSOC INC | COM | 581K | 3K | – |
| HOLOGIC INC | COM | 253K | 3K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| HONEYWELL INTL INC | COM | 1M | 7K | – |
| HUBSPOT INC | COM | 317K | 538 | – |
| HUNTINGTON BANCSHARES INC | COM | 356K | 27K | – |
| ILLINOIS TOOL WKS INC | COM | 512K | 2K | – |
| INDEXIQ ACTIVE ETF TR | IQ MACKAY INTRME | 431K | 18K | – |
| INDEXIQ ETF TR | CANDRIAM INTERNA | 1M | 45K | – |
| INTEL CORP | COM | 302K | 10K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 12K | – |
| INTUITIVE SURGICAL INC | COM NEW | 423K | 952 | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 2M | 46K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 710K | 11K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 161K | 14K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 466K | 22K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 823K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 625K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 834K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 231K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
| IRON MTN INC DEL | COM | 485K | 5K | – |
| ISHARES GOLD TR | ISHARES NEW | 968K | 22K | – |
| ISHARES INC | CORE MSCI EMKT | 229K | 4K | – |
| ISHARES INC | MSCI JPN ETF NEW | 267K | 4K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 525K | 5K | – |
| ISHARES TR | FALN ANGLS USD | 355K | 14K | – |
| ISHARES TR | 7-10 YR TRSY BD | 2M | 18K | – |
| ISHARES TR | CORE MSCI EAFE | 454K | 6K | – |
| ISHARES TR | CORE S&P MCP ETF | 264K | 5K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 10K | – |
| ISHARES TR | CORE US AGGBD ET | 3M | 26K | – |
| ISHARES TR | MSCI USA MIN VOL | 1M | 18K | – |
| ISHARES TR | MSCI USA MMENTM | 560K | 3K | – |
| ISHARES TR | 3 7 YR TREAS BD | 295K | 3K | – |
| ISHARES TR | RUS MD CP GR ETF | 2M | 16K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 288K | 3K | – |
| ISHARES TR | MSCI ACWI ETF | 295K | 3K | – |
| ISHARES TR | US TREAS BD ETF | 436K | 19K | – |
| ISHARES TR | ISHARES BIOTECH | 204K | 1K | – |
| ISHARES TR | ISHS 5-10YR INVT | 811K | 16K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 6K | – |
| ISHARES TR | CORE S&P US VLU | 538K | 6K | – |
| ISHARES TR | MBS ETF | 2M | 19K | – |
| ISHARES TR | MSCI KLD400 SOC | 489K | 5K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 30K | – |
| ISHARES TR | SHORT TREAS BD | 730K | 7K | – |
| ISHARES TR | S&P 500 GRWT ETF | 513K | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 8K | – |
| ISHARES TR | CORE TOTAL USD | 2M | 44K | – |
| ISHARES TR | FLTG RATE NT ETF | 429K | 8K | – |
| ISHARES TR | EAFE VALUE ETF | 283K | 5K | – |
| ISHARES TR | RUS MID CAP ETF | 690K | 9K | – |
| ISHARES TR | ISHARES SEMICDTR | 358K | 1K | – |
| ISHARES TR | IBONDS 2026 TERM | 454K | 20K | – |
| ISHARES TR | U.S. TECH ETF | 357K | 2K | – |
| ISHARES TR | RUS 1000 ETF | 469K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| ISHARES TR | USD INV GRDE ETF | 1M | 22K | – |
| ISHARES TR | RUSSELL 3000 ETF | 264K | 855 | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 853K | 17K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 54K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 36K | – |
| JOHNSON & JOHNSON | COM | 2M | 15K | – |
| JOHNSON CTLS INTL PLC | SHS | 915K | 14K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 32K | – |
| KENVUE INC | COM | 522K | 29K | – |
| KIMBERLY-CLARK CORP | COM | 484K | 4K | – |
| KINDER MORGAN INC DEL | COM | 309K | 16K | – |
| KINROSS GOLD CORP | COM | 499K | 60K | – |
| KKR & CO INC | COM | 719K | 7K | – |
| KLA CORP | COM NEW | 241K | 292 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 385K | 2K | – |
| LAM RESEARCH CORP | COM | 243K | 228 | – |
| LAMAR ADVERTISING CO NEW | CL A | 268K | 2K | – |
| LENNAR CORP | CL A | 618K | 4K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 799K | 118K | – |
| LIBERTY BROADBAND CORP | COM SER C | 214K | 4K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S C | 315K | 4K | – |
| LINDE PLC | SHS | 1M | 2K | – |
| LISTED FD TR | SWAN HEDGED EQTY | 393K | 18K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 4K | – |
| LOWES COS INC | COM | 2M | 8K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 431K | 5K | – |
| MAIN STR CAP CORP | COM | 408K | 8K | – |
| MARRIOTT INTL INC NEW | CL A | 252K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 211K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 3M | 11K | – |
| MERCK & CO INC | COM | 4M | 28K | – |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 89K | 25K | – |
| META PLATFORMS INC | CL A | 3M | 5K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 10K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MIRUM PHARMACEUTICALS INC | COM | 681K | 20K | – |
| MONDELEZ INTL INC | CL A | 202K | 3K | – |
| MOODYS CORP | COM | 571K | 1K | – |
| MORGAN STANLEY | COM NEW | 1M | 12K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 303K | 785 | – |
| NETFLIX INC | COM | 3M | 4K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 238K | 11K | – |
| NEXTERA ENERGY INC | COM | 1M | 21K | – |
| NIKE INC | CL B | 295K | 4K | – |
| NNN REIT INC | COM | 298K | 7K | – |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 510K | 13K | – |
| NORTHROP GRUMMAN CORP | COM | 268K | 615 | – |
| NOVO-NORDISK A S | ADR | 511K | 4K | – |
| NUCOR CORP | COM | 529K | 3K | – |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 376K | 13K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 2M | 24K | – |
| NVIDIA CORPORATION | COM | 31M | 252K | – |
| NXP SEMICONDUCTORS N V | COM | 228K | 846 | – |
| OLD REP INTL CORP | COM | 237K | 8K | – |
| ONEOK INC NEW | COM | 718K | 9K | – |
| ORACLE CORP | COM | 2M | 12K | – |
| OREILLY AUTOMOTIVE INC | COM | 540K | 511 | – |
| PACER FDS TR | TRENDP US LAR CP | 703K | 14K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 376K | 15K | – |
| PALO ALTO NETWORKS INC | COM | 779K | 2K | – |
| PAN AMERN SILVER CORP | COM | 398K | 20K | – |
| PARKER-HANNIFIN CORP | COM | 349K | 690 | – |
| PARSONS CORP DEL | NOTE 0.250% 8/1 | 40K | 22K | – |
| PAYCHEX INC | COM | 579K | 5K | – |
| PENTAIR PLC | SHS | 589K | 8K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PGIM ETF TR | TOTAL RETURN BON | 357K | 9K | – |
| PHILIP MORRIS INTL INC | COM | 237K | 2K | – |
| PIMCO CORPORATE & INCOME OPP | COM | 3M | 181K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 4M | 39K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 323K | 6K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 193K | 10K | – |
| PNC FINL SVCS GROUP INC | COM | 227K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 7K | – |
| PROLOGIS INC. | COM | 1M | 10K | – |
| PROSHARES TR | ULTRPRO DOW30 | 858K | 11K | – |
| PROSHARES TR | ULTRPRO S&P500 | 1M | 16K | – |
| PROSHARES TR | ULTRAPRO QQQ | 294K | 4K | – |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 17K | – |
| PROSHARES TR | S&P TECH DIVIDEN | 377K | 5K | – |
| PRUDENTIAL FINL INC | COM | 207K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 232K | 808 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 308K | 4K | – |
| QUALCOMM INC | COM | 2M | 10K | – |
| QUEST DIAGNOSTICS INC | COM | 308K | 2K | – |
| REALTY INCOME CORP | COM | 839K | 16K | – |
| REDWOOD TRUST INC | COM | 384K | 59K | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 342K | 12K | – |
| ROKU INC | COM CL A | 253K | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| RTX CORPORATION | COM | 3M | 35K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SALESFORCE INC | COM | 6M | 22K | – |
| SANGAMO THERAPEUTICS INC | COM | 71K | 197K | – |
| SAP SE | SPON ADR | 547K | 3K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 298K | 2K | – |
| SCHWAB CHARLES CORP | COM | 1M | 19K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 37K | – |
| SCHWAB STRATEGIC TR | 1 5YR CORP BD | 224K | 5K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 332K | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 14K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 303K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 749K | 3K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 207K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 245K | 1K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 300K | 2K | – |
| SEMPRA | COM | 1M | 16K | – |
| SERVICENOW INC | COM | 494K | 628 | – |
| SHELL PLC | SPON ADS | 244K | 3K | – |
| SHERWIN WILLIAMS CO | COM | 792K | 3K | – |
| SKYWORKS SOLUTIONS INC | COM | 844K | 8K | – |
| SMITH A O CORP | COM | 682K | 8K | – |
| SNAP ON INC | COM | 214K | 818 | – |
| SOUTHERN CO | COM | 989K | 13K | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 11K | 11K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 266K | 681 | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 658K | 13K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 826K | 24K | – |
| SPDR INDEX SHS FDS | S&P GLBDIV ETF | 280K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 644K | 1K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 1M | 31K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 616K | 25K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 13K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 8M | 126K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 378K | 7K | – |
| SPDR SER TR | PORTFOLIO CRPORT | 2M | 55K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 267K | 4K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 237K | 6K | – |
| SSGA ACTIVE ETF TR | GLOBL ALLO ETF | 2M | 46K | – |
| STANLEY BLACK & DECKER INC | COM | 406K | 5K | – |
| STARBUCKS CORP | COM | 319K | 4K | – |
| STARWOOD PPTY TR INC | COM | 476K | 25K | – |
| STERLING INFRASTRUCTURE INC | COM | 254K | 2K | – |
| SUNCOR ENERGY INC NEW | COM | 206K | 5K | – |
| SUPER MICRO COMPUTER INC | COM | 497K | 607 | – |
| T-MOBILE US INC | COM | 885K | 5K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 572K | 3K | – |
| TARGET CORP | COM | 2M | 11K | – |
| TESLA INC | COM | 2M | 11K | – |
| TEXAS INSTRS INC | COM | 1M | 8K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 717K | 977 | – |
| THE CIGNA GROUP | COM | 896K | 3K | – |
| THE TRADE DESK INC | COM CL A | 780K | 8K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 342K | 619 | – |
| TIDEWATER INC NEW | COM | 496K | 5K | – |
| TIMOTHY PLAN | HIG DV STK ETF | 330K | 9K | – |
| TJX COS INC NEW | COM | 1M | 10K | – |
| TOLL BROTHERS INC | COM | 421K | 4K | – |
| TOPBUILD CORP | COM | 209K | 543 | – |
| TPG RE FIN TR INC | COM | 862K | 100K | – |
| TRACTOR SUPPLY CO | COM | 432K | 2K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 62K | 12K | – |
| TRAVELERS COMPANIES INC | COM | 351K | 2K | – |
| TRUIST FINL CORP | COM | 446K | 11K | – |
| TWO HBRS INVT CORP | COM | 1M | 89K | – |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 14K | 13K | – |
| UBER TECHNOLOGIES INC | COM | 450K | 6K | – |
| UNDER ARMOUR INC | CL A | 199K | 30K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 689K | 5K | – |
| UNITED RENTALS INC | COM | 389K | 602 | – |
| UNITED STS OIL FD LP | UNITS | 625K | 8K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNITI GROUP INC | COM | 366K | 125K | – |
| VALERO ENERGY CORP | COM | 659K | 4K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 1M | 4K | – |
| VANECK ETF TRUST | GREEN BOND ETF | 306K | 13K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 200K | 601 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 583K | 8K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 23K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 251K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 7K | – |
| VANGUARD INDEX FDS | VALUE ETF | 645K | 4K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 816K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 618K | 7K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 201K | 3K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 254K | 5K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 2M | 24K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 527K | 11K | – |
| VANGUARD WORLD FD | INF TECH ETF | 725K | 1K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 225K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 40K | – |
| VERTIV HOLDINGS CO | COM CL A | 463K | 5K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| VULCAN MATLS CO | COM | 262K | 1K | – |
| WALMART INC | COM | 3M | 49K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 128K | 17K | – |
| WASTE MGMT INC DEL | COM | 363K | 2K | – |
| WATSCO INC | COM | 499K | 1K | – |
| WEC ENERGY GROUP INC | COM | 357K | 5K | – |
| WELLS FARGO CO NEW | COM | 2M | 33K | – |
| WELLTOWER INC | COM | 290K | 3K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 407K | 1K | – |
| WILLIAMS COS INC | COM | 725K | 17K | – |
| WISDOMTREE TR | INTL QULTY DIV | 4M | 108K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 11M | 147K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 5M | 97K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 2M | 58K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 302K | 10K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 471K | 10K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 378K | 8K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 622K | 13K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 1M | 29K | – |
| WORKDAY INC | CL A | 398K | 2K | – |