ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC
Adviser information for ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 798 | $244.5M |
| Non-Discretionary | 116 | $19.4M |
| Total | 914 | $264.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 210 | $77.1M |
| HNW Individuals | 76 | $186.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-126453 |
|---|---|
| SEC ERA File Number | 801-126453 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322496 |
| Legal Entity Identifier | 20-4983478 |
Principal Office
500 SUN VALLEY DRIVESUITE A-6
ROSWELL
GA
United States
Monday - Friday, 9AM - 5PM
Tel: 770-992-4444, Fax: None
Chief Compliance Officer
STEPHEN A. SIDERS
500 SUN VALLEY DRIVE
SUITE A-6
ROSWELL
GA
United States
Tel:
770-992-4444
S***********@*************M
(Full email address available in API data)
Regulatory Contact
JILL VEENSTRA
COMPLIANCE CONSULTANT
44 MILTON AVENUE
#314
ALPHARETTA
GA
United States
Tel:
770-462-2118
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEZZA, ROBERT, FRANCIS | Individual | – | PARTNER | 08/2022 | 50-75% |
| SIDERS, STEPHEN, ANDREW | Individual | – | PARTNER AND CCO | 08/2022 | 50-75% |