SUGAR MAPLE ASSET MANAGEMENT, LLC
Adviser information for SUGAR MAPLE ASSET MANAGEMENT, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 188 | $215.2M |
| Non-Discretionary | 0 | $0 |
| Total | 188 | $215.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 146 | $46.8M |
| HNW Individuals | 36 | $156.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126457 |
|---|---|
| SEC ERA File Number | 801-126457 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282632 |
| Legal Entity Identifier | None |
Principal Office
2580 S BAY SHORE DRIVESUITE C
SISTER BAY
WI
United States
Monday - Friday, 8:00-5:00
Tel: 9205854985, Fax: None
Chief Compliance Officer
JEREMY P SCHWAB
PRESIDENT
2580 S BAY SHORE DRIVE
SUITE C
SISTER BAY
WI
United States
Tel:
920-585-4985
J******@***************M
(Full email address available in API data)
Regulatory Contact
TERRENCE M JACK
CHIEF INVESTMENT OFFICER
124 W. WISCONSIN AVE
SUITE 240 A
NEENAH
WI
United States
Tel:
920-944-5480
T****@***************M
(Full email address available in API data)
Industry Affiliates
| CAVU CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAVU PRIVATE OPPORTUNITY FUND, LLC | Hedge Fund | $3.0M | $0.3M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACK, TERRENCE, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER | 01/2016 | 50-75% |
| SCHWAB, JEREMY, PAUL | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2016 | 50-75% |