VIKING PARTNERS ADVISORS
VIKING PARTNERS ADVISORS, LLC Legal Name
Adviser information for VIKING PARTNERS ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $464.0M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $464.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $464.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126472 |
|---|---|
| SEC ERA File Number | 801-126472 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321989 |
| Legal Entity Identifier | None |
Principal Office
8044 MONTGOMERY ROAD, SUITE 600CINCINNATI
OH
United States
Monday - Friday, 8:30 TO 5:00
Tel: 513-793-9919, Fax: None
Chief Compliance Officer
MADELINE HEDGES
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5467
Fax:
513-977-8141
M**************@*****************************M
(Full email address available in API data)
Regulatory Contact
AUSTIN HEMINGER
CONTROLLER
8044 MONTGOMERY ROAD
SUITE 600
CINCINNATI
OH
United States
Tel:
513-793-9919
A********@************M
(Full email address available in API data)
Industry Affiliates
| BRET CALLER | Real estate broker or dealer |
| STEVEN MILLER | Real estate broker or dealer |
| VIKING PARTNERS MANAGEMENT, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VIKING PARTNERS FUND IV-Q, LLC | Real Estate Fund | $116.4M | $0.5M | 97 |
| VIKING PARTNERS FUND IV, LLC | Real Estate Fund | $69.5M | $0.5M | 89 |
| VIKING PARTNERS FUND V-Q, LLC | Real Estate Fund | $149.4M | $0.5M | 154 |
| VIKING PARTNERS FUND V, LLC | Real Estate Fund | $41.1M | $0.5M | 59 |
| VIKING PARTNERS INCOME PLUS FUND I-Q, LLC | Real Estate Fund | $53.6M | $0.5M | 44 |
| VIKING PARTNERS INCOME PLUS FUND I, LLC | Real Estate Fund | $20.2M | $0.5M | 23 |
| VIKING PARTNERS NAPLES, LLC | Real Estate Fund | $13.9M | $0.3M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CM CAPITAL ADVISORS LLC | Domestic Entity | – | MANAGER | 05/2022 | < 5% |
| HEDGES, MADELINE, ELAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |
| CALLER, BRET, ALAN | Individual | CM CAPITAL ADVISORS LLC | OWNER | 05/2022 | 50-75% |
| miller, steven | Individual | CM CAPITAL ADVISORS LLC | OWNER | 05/2022 | 50-75% |
| CALLER, BRET, ALAN | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2022 | 25-50% |
| miller, steven | Individual | – | PRESIDENT | 05/2022 | 25-50% |