POOLIT FUND MANAGEMENT, LLC
Adviser information for POOLIT FUND MANAGEMENT, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126482 |
|---|---|
| SEC ERA File Number | 801-126482 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322774 |
| Legal Entity Identifier | None |
Principal Office
111 NE 1ST STREET8TH FLOOR #8958
MIAMI
FL
United States
Monday - Friday, 10:00A.M. - 6:00P.M.
Tel: 786-321-2134, Fax: None
Websites
Chief Compliance Officer
DEREK J WEBB
DIRECTOR OF FUND OPERATIONS
11 TRYALL BLVD
MONROE TWP
NJ
United States
Tel:
917-513-1776
D****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POOLIT, INC. | Domestic Entity | – | SOLE MEMBER | 06/2022 | > 75% |
| RICE, DAKOTAH, BLUE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2022 | < 5% |
| BOYER, JONATHAN, DOUGLAS | Individual | – | GENERAL COUNSEL & HEAD OF REGULATORY ENGAGEMENT | 07/2022 | < 5% |
| RICE, DAKOTAH, BLUE | Individual | POOLIT, INC. | SHAREHOLDER | 11/2021 | 50-75% |
| LIU, JAMES, GI-PING | Individual | – | CHIEF OF STAFF & HEAD OF OPERATIONS | 06/2022 | < 5% |
| WEBB, DEREK, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER & DIRECTOR OF FUND OPERATIONS | 11/2022 | < 5% |