JOSEPH SASSOON GROUP LLC
JOSEPH SASSOON INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for JOSEPH SASSOON GROUP LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $100.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $100.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126487 |
|---|---|
| SEC ERA File Number | 801-126487 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322215 |
| Legal Entity Identifier | 984500866BFFC499A371 |
Principal Office
48 WALL STREET, FL 11NEW YORK
NY
United States
Monday - Friday, 9AM-5PM, EXCEPT FRIDAY 9AM-3PM
Tel: (212) 918-4582, Fax: None
Chief Compliance Officer
YVONNE I. PYTLIK
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
781-835-8360
Y************@************M
(Full email address available in API data)
Regulatory Contact
DAVID SOLOMON SASSOON
CHAIRMAN
48 WALL STREET, FL 11
NEW YORK
NY
United States
Tel:
(212) 918-4582
D*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SASSOON FUND I, LP | Private Equity Fund | $100.0M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sassoon, David, Solomon | Individual | – | CHAIRMAN | 11/2021 | < 5% |
| THE SASSOON FAMILY CONTINUATION TRUST | Foreign Entity | ALEPH HOLDING I, LLC | MEMBER | 02/2022 | > 75% |
| LERNER, PAUL | Individual | THE SASSOON FAMILY CONTINUATION TRUST | TRUSTEE | 02/2021 | |
| COREY, DANIEL, A | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2022 | < 5% |
| PYTLIK, YVONNE, I | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| J. SASSOON FINANCIAL GROUP | Domestic Entity | – | MEMBER | 02/2022 | > 75% |
| ALEPH HOLDING I, LLC | Domestic Entity | J. SASSOON FINANCIAL GROUP | MEMBER | 02/2022 | > 75% |