REGENTS PARTNERS, LLC
Adviser information for REGENTS PARTNERS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 884 | $217.0M |
| Non-Discretionary | 0 | $0 |
| Total | 884 | $217.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 573 | $54.5M |
| HNW Individuals | 311 | $62.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $100.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126488 |
|---|---|
| SEC ERA File Number | 801-126488 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322915 |
| Legal Entity Identifier | None |
Principal Office
6322 S 3000 ESUITE 300
SALT LAKE CITY
UT
United States
Monday - Friday, 9:00 A.M. - 4:00 P.M.
Tel: (925) 261-8330, Fax: N/A
Chief Compliance Officer
ROGER MATTHEW TULLIS
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
6322 S 3000 E
SUITE 300
SALT LAKE CITY
UT
United States
Tel:
9252618330
Fax:
N/A
M***@**********************M
(Full email address available in API data)
Industry Affiliates
| REGENTS PARK EQUITY PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS EQUITY ALPHA PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS EQUITY PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS EQUITY PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS INCOME PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS INCOME PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS INCOME PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENTS PARTNERS TACTICAL EQUITY PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REGENTS PARK EQUITY FUND, LP | Hedge Fund | $3.0M | $0.1M | 17 |
| REGENTS PARTNERS EQUITY ALPHA FUND, LP | Hedge Fund | $0.0M | $0.1M | 25 |
| REGENTS PARTNERS EQUITY FUND | Hedge Fund | $25.0M | $0.1M | 85 |
| REGENTS PARTNERS EQUITY FUND II, LP | Hedge Fund | $0.0M | $1.0M | 35 |
| REGENTS PARTNERS INCOME FUND II, LP | Hedge Fund | $0.0M | $0.1M | 15 |
| REGENTS PARTNERS INCOME FUND IV, LP | Hedge Fund | $0.0M | $0.1M | 0 |
| REGENTS PARTNERS INCOME FUND V, LP | Hedge Fund | $7.0M | $0.1M | 10 |
| REGENTS PARTNERS LOW VOLATILITY FUND, LP | Hedge Fund | $0.0M | $0.0M | 0 |
| REGENTS PARTNERS TACTICAL EQUITY FUND, LP | Hedge Fund | $35.0M | $0.1M | 65 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TULLIS, ROGER, MATTHEW | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 06/2020 | > 75% |