FRUITFUL
FRUITFUL, INC. Legal Name
Adviser information for FRUITFUL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $1.4M |
| Non-Discretionary | 0 | $0 |
| Total | 89 | $1.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 49 | $1.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 390 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-126497 |
|---|---|
| SEC ERA File Number | 801-126497 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322603 |
| Legal Entity Identifier | None |
Principal Office
335 MADISON AVE., 3RD FLNEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: (703) 997-2993, Fax: None
Chief Compliance Officer
EMILIANO RIOS CABAN
335 MADISON AVE., 3RD FL
NEW YORK
NY
United States
Tel:
224-645-8117
J**@**********O
(Full email address available in API data)
Regulatory Contact
SAM LEWIS
PRESIDENT
335 MADISON AVE., 3RD FL
NEW YORK
NY
United States
Tel:
(914) 646-2284
S**@**********O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIOS CABAN, EMILIANO | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| ECC BRANCH LLC | Domestic Entity | – | OWNER | 07/2021 | 50-75% |
| 8VC | Domestic Entity | – | OWNER | 07/2021 | 10-25% |
| LEWIS, SAM | Individual | – | PRESIDENT | 03/2024 | < 5% |