MFO INVESTMENTS
MFO INVESTMENTS LLC Legal Name
Adviser information for MFO INVESTMENTS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $243.5M |
| Total | 2 | $243.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $243.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126502 |
|---|---|
| SEC ERA File Number | 801-126502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322007 |
| Legal Entity Identifier | None |
Principal Office
55 W MAPLE ROADBIRMINGHAM
MI
United States
Monday - Friday, 9 AM-5 PM
Tel: (248) 406-4900, Fax: (248) 856-4338
Chief Compliance Officer
BRIAN RATH
MEMBER
333 3RD AVENUE NORTH
ST. PETERSBURG
FL
United States
Tel:
845-913-5196
B****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RATH, BRIAN, DANIEL | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 11/2023 | 10-25% |
| BURROWS, JOSHUA, LEEDS | Individual | – | MEMBER | 08/2021 | 10-25% |
| MITCHELL, MARK, THOMAS | Individual | – | MANAGER | 08/2021 | 50-75% |