WILIAN SECURITIES, LLC
Adviser information for WILIAN SECURITIES, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $75.2M |
| Non-Discretionary | 0 | $0 |
| Total | 138 | $75.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $50.3M |
| HNW Individuals | 19 | $24.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126504 |
|---|---|
| SEC ERA File Number | 801-126504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322924 |
| Legal Entity Identifier | None |
Principal Office
3640 TALMAGE CIRCLE ST 100VADNAIS HEIGHTS
MN
United States
MONDAY - THURSDAY / FRIDAY, 9:00 AM - 5:00 PM / 9:00 AM - 2:00 PM
Tel: 651-243-0535, Fax: N/A
Websites
Chief Compliance Officer
WILL JOHNSON
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
3640 TALMAGE CIRCLE ST 100
VADNAIS HEIGHTS
MN
United States
Tel:
651-243-0535
Fax:
N/A
W***@******************M
(Full email address available in API data)
Industry Affiliates
| WILIAN INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, WILL, KEITH | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 06/2022 | 50-75% |
| JASS, BRIAN, JEFFREY | Individual | – | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 06/2022 | 50-75% |