RM INVESTMENT STRATEGIES, LLC
Adviser information for RM INVESTMENT STRATEGIES, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $22.9M |
| Non-Discretionary | 0 | $0 |
| Total | 95 | $22.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $6.8M |
| HNW Individuals | 23 | $16.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 16 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126515 |
|---|---|
| SEC ERA File Number | 801-126515 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322828 |
| Legal Entity Identifier | None |
Principal Office
4981 CASCADE ROAD SE, SUITE CGRAND RAPIDS
MI
United States
Monday - Friday, 9:00 TO 5:00
Tel: (877) 803-6087, Fax: None
Websites
Chief Compliance Officer
JOHN R TIMMERMANS
4981 CASCADE ROAD SE, SUITE C
GRAND RAPIDS
MI
United States
Tel:
(877) 803-6087
J**********@******************M
(Full email address available in API data)
Regulatory Contact
DAVID R MILLAR
4981 CASCADE RD SE
SUITE C
GRAND RAPIDS
MI
United States
Tel:
16168555560
D******@**************M
(Full email address available in API data)
Industry Affiliates
| LUMINIST CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIMMERMANS, JOHN, MICHAEL | Individual | – | MANAGER/CCO | 08/2022 | < 5% |
| CAMPBELL WEALTH ADVISORS, LLC | Domestic Entity | – | OWNER | 01/2023 | 50-75% |
| LUMINIST HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2023 | 50-75% |
| TIMMERMANS, JOHN, MICHAEL | Individual | LUMINIST HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |
| BIEBEL, JUSTIN, JOHN | Individual | LUMINIST HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |
| CAMPBELL, STUART, JAMES | Individual | CAMPBELL WEALTH ADVISORS, LLC | MANAGING MEMBER | 01/2016 | > 75% |
| THE GEARHART 2009 IRREVOCABLE TRUST | Domestic Entity | LUMINIST HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |
| THE STANLEY GROUP, LLC | Domestic Entity | LUMINIST HOLDINGS, LLC | MEMBER | 01/2021 | 25-50% |