STRATEGIC PROBABILITY PARTNERS, LLC
Adviser information for STRATEGIC PROBABILITY PARTNERS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $94.5M |
| Non-Discretionary | 5 | $28.6M |
| Total | 37 | $123.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $1.9M |
| HNW Individuals | 9 | $121.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSUB-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126516 |
|---|---|
| SEC ERA File Number | 801-126516 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174441 |
| Legal Entity Identifier | None |
Principal Office
292 14TH AVENUE SOUTHUNIT A
NAPLES
FL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (305) 619-3566, Fax: None
Chief Compliance Officer
CRAIG R. SUTHERLAND
MANAGING MEMBER
292 14TH AVENUE SOUTH
UNIT A
NAPLES
FL
United States
Tel:
(305) 619-3566
C****@***************M
(Full email address available in API data)
Regulatory Contact
DAVID WILLIAMS
CHIEF OPERATING OFFICER
22 GALA COURT
PELHAM
NH
United States
Tel:
954-612-4733
D****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUTHERLAND, CRAIG, R. | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2014 | > 75% |
| SUTHERLAND, LORI, TEDD | Individual | – | OFFICE MANAGER | 12/2015 | < 5% |
| WILLIAMS, DAVID BRUCE | Individual | – | CHIEF OPERATING OFFICER | 08/2015 | < 5% |