365 WEALTH MANAGEMENT GROUP
AXECAP INVESTMENTS, LLC Legal Name
Adviser information for 365 WEALTH MANAGEMENT GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 899 | $128.6M |
| Non-Discretionary | 10 | $21.4M |
| Total | 909 | $150.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 295 | $45.7M |
| HNW Individuals | 69 | $82.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $21.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 120.9M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CHARLES SCHWAB | CHARLES SCHWAB |
Identifiers
| SEC RIA File Number | 801-126521 |
|---|---|
| SEC ERA File Number | 801-126521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314674 |
| Legal Entity Identifier | None |
Principal Office
5770 GATEWAY BLVDSUITE 102
MASON
OH
United States
Monday - Friday, 9:00 - 5:00
Tel: 513-880-0002, Fax: None
Websites
Chief Compliance Officer
BRIAN PETRAITIS
CHIEF COMPLIANCE OFFICER
36 W PIKE ST.
26020
COVINGTON
KY
United States
Tel:
(859) 600-1497
B*********@**********************M
(Full email address available in API data)
Regulatory Contact
WILLIAM M. HAASE
MANAGING MEMBER
5770 GATEWAY BLVD.
SUITE 102
CINCINNATI
OH
United States
Tel:
513-880-0002
H******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAASE, WILLIAM, MICHAEL | Individual | – | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | 03/2021 | > 75% |
| Petraitis, Brian, Joseph | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |