VISION RETIREMENT
VISION RETIREMENT, LLC Legal Name
Adviser information for VISION RETIREMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 535 | $127.4M |
| Non-Discretionary | 85 | $14.7M |
| Total | 620 | $142.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 250 | $41.9M |
| HNW Individuals | 141 | $98.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $513,177 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesHOURLY CONSULTING AND SUBSCRIPTION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSUBSCRIPTION SERVICES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 127.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FIDUCIARY INVESTMENT SERVICES | VISION RETIREMENT |
Identifiers
| SEC RIA File Number | 801-126524 |
|---|---|
| SEC ERA File Number | 801-126524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173064 |
| Legal Entity Identifier | None |
Principal Office
171 EAST RIDGEWOOD AVENUESUITE 205
RIDGEWOOD
NJ
United States
Monday - Friday, 9-5
Tel: 201-447-2212, Fax: 201-345-3642
Chief Compliance Officer
PAUL D. MULLER
FOUNDER AND CEO
171 EAST RIDGEWOOD AVENUE, 2ND FLOOR
SUITE 205
RIDGEWOOD
NJ
United States
Tel:
(201) 345-3632
Fax:
(201) 447-2230
P******@*******************M
(Full email address available in API data)
Industry Affiliates
| ADVISOR TAX PREP, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLER, PAUL, DAVID | Individual | – | MANAGING MEMBER, CCO | 09/2014 | > 75% |