DEAN WEALTH PARTNERS, LLC

Adviser information for DEAN WEALTH PARTNERS, LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 646 $178.8M
Non-Discretionary 17 $3.7M
Total 663 $182.4M

Clients

Type Number RAUM
Individuals 105 $38.0M
HNW Individuals 83 $144.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-126534
SEC ERA File Number 801-126534
SEC CIK Numbers None
SEC CRD Numbers 298237
Legal Entity Identifier None

Principal Office

7200 N MOPAC EXPRESSWAY
SUITE 140
AUSTIN
TX
United States
Monday - Friday, 9AM - 5PM
Tel: (512) 346-1703, Fax: None

Chief Compliance Officer

MAX DEAN
MANAGING MEMBER
7200 N MOPAC EXPRESSWAY
SUITE 140
AUSTIN
TX
United States
Tel: 512-346-1703
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEAN, MAX Individual MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 11/2018 > 75%

No. Employees, Historic

105020222023202420254 on 8/10/20224 on 12/8/20224 on 2/17/20234 on 9/15/20234 on 12/22/20234 on 1/26/2024

RAUM, Historic

200M100M02022202320242025134966533 on 8/10/2022134966533 on 12/8/2022150320804 on 2/17/2023150320804 on 9/15/2023150320804 on 12/22/2023182446046 on 1/26/2024

No. Clients, Historic

20010002022202320242025145 on 8/10/2022145 on 12/8/2022190 on 2/17/2023190 on 9/15/2023190 on 12/22/2023188 on 1/26/2024