ARIS MANAGEMENT, LLC

Adviser information for ARIS MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2909
Investment Advisory/Research	774
Registered Broker-Dealer Representatives	397
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1	$608.6M
Non-Discretionary	0	$0
Total	1	$608.6M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	2	$608.6M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-126539
SEC ERA File Number	801-126539
SEC CIK Numbers	None
SEC CRD Numbers	317315
Legal Entity Identifier	None

Principal Office

9 WEST 57TH STREET
42ND FLOOR
NEW YORK
NY
United States

Monday - Friday, 8:00AM - 5:00PM

Tel: 212-515-3200, Fax: 212-515-3251

Websites

www.glassdoor.com/reviews/apollo-global-management-reviews-e2715.htm www.apollo.com www.linkedin.com/company/apollo-global-management-inc/ www.youtube.com/c/apolloglobalmanagement twitter.com/apolloglobal/ apolloacademy.com/ gwms.apollo.com/realtyincomesolutions www.linkedin.com/showcase/apollo-opportunity-foundation/

Chief Compliance Officer

YAEL K. LEVY

VICE PRESIDENT

9 WEST 57TH STREET

7TH FLOOR

NEW YORK

United States

Tel: (212) 822-0537

Fax: (646) 417-6452

Y****@*********M

(Full email address available in API data)

Regulatory Contact

STEFANIE SUNDEL

SENIOR COMPLIANCE OFFICER

3 BRYANT PARK

39TH FLOOR

NEW YORK

United States

Tel: 917-903-9079

S******@*********M

(Full email address available in API data)

Industry Affiliates

APOLLO CAPITAL CREDIT ADVISER, LLC	Other investment adviser, including financial planners
APOLLO CAPITAL MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO CREDIT MANAGEMENT, LLC	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL SECURITIES, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
APOLLO INVESTMENT MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO MANAGER, LLC	Other investment adviser, including financial planners
APOLLO REAL ESTATE FUND ADVISER, LLC	Other investment adviser, including financial planners
APOLLO S3 RIC MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
GRIFFIN CAPITAL SECURITIES, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
APOLLO REAL ESTATE INCOME IDF, LP	INSURANCE DEDICATED FUND	$0.0M	$0.0M	1

Control Persons

Name	Type	Entity	Title	Since	Ownership
ROWAN, MARC, JEFFREY	Individual	–	CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC.	01/2022	< 5%
SUYDAM, JOHN, JOSEPH	Individual	–	CHIEF LEGAL OFFICER	09/2021	< 5%
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.	Domestic Entity	–	SOLE MEMBER	09/2021	> 75%
KELLY, MARTIN, BERNARD	Individual	–	CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC.	01/2022	< 5%
ROTHSTEIN, STUART, A	Individual	–	VICE PRESIDENT	09/2021	< 5%
KLEINMAN, SCOTT, MARTIN	Individual	–	CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC.	01/2022	< 5%
ZELTER, JAMES, CHARLES	Individual	–	CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC.	01/2022	< 5%
LEVY, YAEL, KENAN	Individual	–	CHIEF COMPLIANCE OFFICER	09/2021	< 5%
APOLLO GLOBAL REAL ESTATE MANAGEMENT GP, LLC	Domestic Entity	APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.	GENERAL PARTNER	09/2021
APOLLO MANAGEMENT HOLDINGS, L.P.	Domestic Entity	APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.	LIMITED PARTNER	09/2021	> 75%
APOLLO MANAGEMENT HOLDINGS GP, LLC	Domestic Entity	APOLLO MANAGEMENT HOLDINGS, L.P.	GENERAL PARTNER	09/2021
AMH HOLDINGS (CAYMAN), L.P.	Foreign Entity	APOLLO MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER	09/2021	> 75%
AMH HOLDINGS GP, LTD.	Foreign Entity	AMH HOLDINGS (CAYMAN), L.P.	GENERAL PARTNER	09/2021
APO CORP.	Domestic Entity	AMH HOLDINGS (CAYMAN), L.P.	LIMITED PARTNER	09/2021	50-75%
APO CORP.	Domestic Entity	AMH HOLDINGS GP, LTD.	SOLE SHAREHOLDER	09/2021	> 75%
APO CORP.	Domestic Entity	APOLLO MANAGEMENT HOLDINGS GP, LLC	SOLE MEMBER	09/2021	> 75%
APOLLO ASSET MANAGEMENT, INC.	Domestic Entity	APO CORP.	SOLE MEMBER	01/2022	> 75%
APOLLO GLOBAL MANAGEMENT, INC.	Domestic Entity	APOLLO ASSET MANAGEMENT, INC.	SOLE SHAREHOLDER	01/2022	> 75%
APOLLO GLOBAL MANAGEMENT, INC.	Domestic Entity	AMH HOLDINGS (CAYMAN), L.P.	LIMITED PARTNER	01/2022	25-50%

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