SAVVY LABS INC
Adviser information for SAVVY LABS INC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
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Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-126540 |
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SEC ERA File Number | 801-126540 |
SEC CIK Numbers | None |
SEC CRD Numbers | 322453 |
Legal Entity Identifier | None |
Principal Office
4 WORLD TRADE CENTER 29TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 917-568-6462, Fax: None
Chief Compliance Officer
JENNIFER G. HSU (LEE)
4 WORLD TRADE CENTER 29TH FLOOR
NEW YORK
NY
United States
Tel:
801-895-0255
J*******@************M
(Full email address available in API data)
Regulatory Contact
DAVID MIKE
CHIEF EXECUTIVE OFFICER
4 WORLD TRADE CENTER 29TH FLOOR
NEW YORK
NY
United States
Tel:
917-568-6462
D****@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PALMA, JUSTIN, THOMAS | Individual | – | CHIEF TECHNOLOGY OFFICER | 08/2021 | < 5% |
MIKE, DAVID, MITCHELL | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2021 | > 75% |
LEE, JENNIFER, GINLING | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
MCGUINNESS, STEPHEN, JOHN | Individual | – | CHIEF OPERATING OFFICER | 09/2023 | < 5% |