SAVVY LABS INC

Adviser information for SAVVY LABS INC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-126540
SEC ERA File Number 801-126540
SEC CIK Numbers None
SEC CRD Numbers 322453
Legal Entity Identifier None

Principal Office

4 WORLD TRADE CENTER 29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 917-568-6462, Fax: None

Chief Compliance Officer

JENNIFER G. HSU (LEE)
4 WORLD TRADE CENTER 29TH FLOOR
NEW YORK
NY
United States
Tel: 801-895-0255
(Full email address available in API data)

Regulatory Contact

DAVID MIKE
CHIEF EXECUTIVE OFFICER
4 WORLD TRADE CENTER 29TH FLOOR
NEW YORK
NY
United States
Tel: 917-568-6462
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PALMA, JUSTIN, THOMAS Individual CHIEF TECHNOLOGY OFFICER 08/2021 < 5%
MIKE, DAVID, MITCHELL Individual CHIEF EXECUTIVE OFFICER 08/2021 > 75%
LEE, JENNIFER, GINLING Individual CHIEF COMPLIANCE OFFICER 09/2023 < 5%
MCGUINNESS, STEPHEN, JOHN Individual CHIEF OPERATING OFFICER 09/2023 < 5%

No. Employees, Historic

10502022202320242 on 8/11/20222 on 9/12/20222 on 2/13/20237 on 9/11/20237 on 9/11/20238 on 12/18/2023