VELOCITY CAPITAL ADVISORS LLC
Adviser information for VELOCITY CAPITAL ADVISORS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $650.0M |
| Non-Discretionary | 5 | $168.2M |
| Total | 7 | $818.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $818.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126541 |
|---|---|
| SEC ERA File Number | 801-126541 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322722 |
| Legal Entity Identifier | None |
Principal Office
1700 BROADWAY14TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 6 PM
Tel: 917-847-0499, Fax: None
Websites
Chief Compliance Officer
ALISON SCHATZ
DIRECTOR PORTFOLIO MANAGEMENT
1700 BROADWAY
14TH FLOOR
NEW YORK
NY
United States
Tel:
917-847-0499
A******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VELOCITY STRUCTURED SOLUTIONS, LLC | Domestic Entity | – | SOLE MEMBER | 03/2022 | > 75% |
| 425 LEXCO LLC | Domestic Entity | VELOCITY STRUCTURED SOLUTIONS, LLC | MEMBER | 03/2022 | 50-75% |
| WELDON SPRING PARTNERS LLC | Domestic Entity | VELOCITY STRUCTURED SOLUTIONS, LLC | MEMBER | 03/2022 | 25-50% |
| CHANG, GEOFFREY, S | Individual | 425 LEXCO LLC | MEMBER | 04/2022 | 25-50% |
| LEVY, EDWARD | Individual | 425 LEXCO LLC | MEMBER | 04/2022 | > 75% |
| WELDON SPRING PARTNERS, LLC | Domestic Entity | – | MEMBER | 03/2022 | 25-50% |
| LEVY, EDWARD | Individual | – | MANAGING PARTNER | 01/2019 | < 5% |
| CHANG, GEOFFREY, S | Individual | – | PARTNER | 01/2019 | < 5% |
| RGA BARBADOS. LTD | Foreign Entity | WELDON SPRING PARTNERS LLC | SHAREHOLDER | 12/2021 | > 75% |
| REINSURANCE GROUP OF AMERICA, INCORPORATED | Domestic Entity | RGA BARBADOS. LTD | SHAREHOLDER | 06/1995 | > 75% |
| Schatz, Alison | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |