HELIUM ADVISORS LLC
Adviser information for HELIUM ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 771 | $227.7M |
| Non-Discretionary | 35 | $23.1M |
| Total | 806 | $250.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $58.5M |
| HNW Individuals | 85 | $177.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $316,810 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 17 | $14.2M |
| Other | <5 | $350,000 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126557 |
|---|---|
| SEC ERA File Number | 801-126557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282356 |
| Legal Entity Identifier | None |
Principal Office
1910 120TH PL SESUITE 201
EVERETT
WA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 425-214-1533, Fax: 425-214-1533
Chief Compliance Officer
HOWARD MORIN
CHIEF COMPLIANCE OFFICER
1910 120TH PL SE
SUITE 201
EVERETT
WA
United States
Tel:
425-214-1533
Fax:
425-214-1533
H******@*****************M
(Full email address available in API data)
Regulatory Contact
GARY RUSSELL
PRESIDENT
1910 120TH PL SE
SUITE 201
EVERETT
WA
United States
Tel:
425-214-1533
Fax:
425-214-1533
G****@*****************M
(Full email address available in API data)
Industry Affiliates
| CLARITY TAX GROUP LLC | Accountant or accounting firm |
| H. MARIS & ASSOCIATES LLC | Accountant or accounting firm |
| HELIUM DAY TAX | Accountant or accounting firm |
| HELIUM TAX LLC | Accountant or accounting firm |
| THE TAX AND ACCOUNTING GROUP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORIN, HOWARD, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |
| HELIUM FINANCIAL GROUP, LLC | Domestic Entity | – | MEMBER | 11/2015 | > 75% |
| RUSSELL, GARY, NICHOLAS | Individual | – | PRESIDENT | 11/2015 | < 5% |
| MORIN, HOWARD, ALEXANDER | Individual | KATAHDIN VENTURES LLC | MEMBER | 11/2015 | > 75% |
| RUSSELL, GARY, NICHOLAS | Individual | CAYSAM LLC | MEMBER | 11/2015 | > 75% |
| CAYSAM LLC | Domestic Entity | HELIUM FINANCIAL GROUP, LLC | OWNER | 11/2015 | 50-75% |
| KATAHDIN VENTURES LLC | Domestic Entity | HELIUM FINANCIAL GROUP, LLC | OWNER | 11/2015 | 50-75% |
| FELDMAN, RUSTIN, JJ | Individual | – | CO-HEAD OF WEALTH MANAGEMENT | 10/2023 | < 5% |
| WEERAMANTRY, ROSHAN | Individual | – | CO-HEAD OF WEALTH MANAGEMENT | 10/2023 | < 5% |