FINANCIAL STEWARD ASSOCIATES, LLC
Adviser information for FINANCIAL STEWARD ASSOCIATES, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 587 | $218.0M |
| Non-Discretionary | 0 | $0 |
| Total | 587 | $218.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $34.9M |
| HNW Individuals | 184 | $179.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126558 |
|---|---|
| SEC ERA File Number | 801-126558 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110594 |
| Legal Entity Identifier | None |
Principal Office
2919 VALMONT ROADSTE 109
BOULDER
CO
United States
Monday - Friday, 9 AM. TO 4 PM.
Tel: 303-444-5440, Fax: 303-444-6049
Chief Compliance Officer
MARION STEWARD
2919 VALMONT ROAD
#109
BOULDER
CO
United States
Tel:
303-444-5440
M*************@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEWARD, MARION, PAXSON | Individual | – | MANAGING MEMBER, CCO | 01/2001 | > 75% |