KNOWN WEALTH LLC
Adviser information for KNOWN WEALTH LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $34.3M |
| Non-Discretionary | 1 | $50.0M |
| Total | 5 | $84.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $51.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $32.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $800,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126565 |
|---|---|
| SEC ERA File Number | 801-126565 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321745 |
| Legal Entity Identifier | None |
Principal Office
31 HUDSON YARDS11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM ET
Tel: 646-586-9424, Fax: None
Chief Compliance Officer
HOPE L NEWSOME
300 SOUTH ORANGE AVE.
SUITE 1000
ORLANDO
FL
United States
Tel:
407-985-8763
H*******@***********M
(Full email address available in API data)
Regulatory Contact
USHIR SHAH
CFO & CTO
31 HUDSON YARDS
11TH FLOOR
NEW YOTK
NY
United States
Tel:
646-586-9424
U****@***********M
(Full email address available in API data)
Industry Affiliates
| KNOWN GROWTH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIVING CITIES CATALYST FUND III, KNOWN LP | Private Equity Fund | $11.0M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Red-Horse, Valerie, Rochelle Little Star | Individual | – | PRESIDENT | 07/2022 | < 5% |
| NEWSOME, HOPE, LYNEE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| KNOWN FINANCIAL LLC | Domestic Entity | – | SOLE MEMBER OF REGISTRANT | 05/2022 | > 75% |
| Red-Horse, Valerie, Rochelle Little Star | Individual | KNOWN HOLDINGS LLC | PARTNER | 05/2021 | 25-50% |
| CASSELBERRY, JAMES, ARTHUR | Individual | KNOWN HOLDINGS LLC | PARTNER | 05/2021 | 25-50% |
| SHAH, USHIR, NARESH | Individual | KNOWN HOLDINGS LLC | PARTNER | 05/2021 | 25-50% |
| Molina, Nathalie, Melissa | Individual | KNOWN HOLDINGS LLC | PARTNER | 05/2021 | 25-50% |
| SHAH, USHIR, NARESH | Individual | – | CFO & CTO | 12/2024 | < 5% |
| KNOWN HOLDINGS LLC | Domestic Entity | KNOWN FINANCIAL LLC | SOLE MEMBER | 02/2022 | > 75% |