SAGARD HOLDINGS MANAGER (US) LLC
Adviser information for SAGARD HOLDINGS MANAGER (US) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $340.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $340.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $97.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $120.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $121.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126567 |
|---|---|
| SEC ERA File Number | 801-126567 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322374 |
| Legal Entity Identifier | None |
Principal Office
280 PARK AVENUE29F EAST
NEW YORK CITY
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 1-212-380-5605, Fax: None
Chief Compliance Officer
JUNAID SUBHAN
VICE-PRESIDENT, LEGAL AFFAIRS & CHIEF COMPLIANCE OFFICER
1172 SHERBROOKE OUEST MONTREAL
MONTREAL
Canada
Tel:
514-665-7567
S*****@*****************M
(Full email address available in API data)
Regulatory Contact
MICHA�L HASSAN
MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY, LEGAL AFFAIRS
1172 SHERBROOKE OUEST MONTREAL
MONTREAL
Canada
Tel:
514-665-7567
H*****@*****************M
(Full email address available in API data)
Industry Affiliates
| DIAGRAM CORPORATION | Other investment adviser, including financial planners |
| GRAYHAWK INVESTMENT STRATEGIES INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GRAYHAWK WEALTH US INC. | Other investment adviser, including financial planners |
| HALSEYPOINT ASSET MANAGEMENT | Other investment adviser, including financial planners |
| PERFORMANCE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| SAGARD HOLDINGS MANAGER LP | Other investment adviser, including financial planners |
| SAGARD PRIVATE EQUITY PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAGARD REAL ESTATE ADVISORS AS OF OCTOBER 16, 2023 | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THE CANADA LIFE ASSURANCE COMPANY | Insurance company or agency |
| WEALTHSIMPLE INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAGARD SENIOR LENDING PARTNERS OFFSHORE LP | Private Equity Fund | $0.0M | $10.0M | 1 |
| SAGARD SENIOR LENDING PARTNERS OFFSHORE-U LP | Private Equity Fund | $0.0M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DESMARAIS III, PAUL, GUY | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 10/2017 | < 5% |
| ROBINSON, SAMUEL, DAVID | Individual | – | CO-FOUNDER AND VICE CHAIRMAN | 10/2017 | < 5% |
| KLEE, STEPHAN, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2018 | < 5% |
| VIGNA, ADAM, DURHAM | Individual | – | CHIEF INVESTMENT OFFICER | 10/2017 | < 5% |
| SUBHAN, JUNAID, KALEEM | Individual | – | VICE PRESIDENT, LEGAL AFFAIRS AND CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| SAGARD CAPITAL PARTNERS MANAGEMENT CORP | Domestic Entity | – | SOLE MEMBER | 06/2022 | > 75% |
| SAGARD HOLDINGS MANAGEMENT INC. | Foreign Entity | SAGARD CAPITAL PARTNERS MANAGEMENT CORP | SHAREHOLDER | 03/2021 | > 75% |
| SAGARD HOLDINGS INC. | Foreign Entity | SAGARD HOLDINGS MANAGEMENT INC. | SHAREHOLDER | 02/2021 | 50-75% |
| SAGARD HOLDINGS PARTICIPATION INC. | Foreign Entity | SAGARD HOLDINGS INC. | SHAREHOLDER | 12/2016 | > 75% |
| POWER CORPORATION OF CANADA | Foreign Entity | SAGARD HOLDINGS PARTICIPATION INC. | SHAREHOLDER | 12/2016 | > 75% |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | PANSOLO HOLDING INC. | SHAREHOLDER | 10/2015 | > 75% |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, ANDR�, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE, NON-VOTING | 03/2018 | |
| FLEMING, GREGORY, JAMES | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 02/2024 | |
| DOER, GARY, ALBERT | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 05/2023 | |
| HASSAN, MICHAEL, NMN | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY, LEGAL AFFAIRS | 11/2023 | < 5% |