TACTIVEST, LLC
Adviser information for TACTIVEST, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 565 | $122.3M |
| Non-Discretionary | 0 | $0 |
| Total | 565 | $122.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 148 | $35.8M |
| HNW Individuals | 31 | $54.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $5.6M |
| Charitable organizations | 2 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $23.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSPECIALTY CONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-126580 |
|---|---|
| SEC ERA File Number | 801-126580 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173309 |
| Legal Entity Identifier | None |
Principal Office
1 SANSOME ST35TH FLOOR
SAN FRANCISCO
CA
United States
OFFICE VISITS BY APPOINTMENT ONLY, 9:00 AM - 5:00 PM
Tel: 415-752-7311, Fax: 415-752-7143
Chief Compliance Officer
EVEREST WONG
PRINCIPAL MANAGING MEMBER
1 SANSOME ST
35TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-752-7311
Fax:
415-752-7143
E******@************M
(Full email address available in API data)
Regulatory Contact
BRIEANN LEE PEIXOTO
1 SANSOME ST
35TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-752-7311
Fax:
415-752-7143
B***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WONG, EVEREST, K Y | Individual | – | PRINCIPAL MANAGING MEMBER CHIEF COMPLIANCE OFFICER | 09/2014 | > 75% |