CONTI CAPITAL
CONTI TEXAS ORGANIZATION, INC. Legal Name
Adviser information for CONTI CAPITAL last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $359.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $359.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $359.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREAL ESTATE RELATED FEES, SUCH AS ACQUISITION, DISPOSITION FEES |
Identifiers
| SEC RIA File Number | 801-126583 |
|---|---|
| SEC ERA File Number | 801-126583 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318280 |
| Legal Entity Identifier | None |
Principal Office
13455 NOEL ROADSUITE 1050
DALLAS
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM CT
Tel: 972-331-6881, Fax: 972-331-6888
Chief Compliance Officer
TRICIA PATEL
GENERAL COUNSEL
13455 NOEL ROAD
SUITE 1050
DALLAS
TX
United States
Tel:
972-210-2568
Fax:
972-331-6888
T*****@***************M
(Full email address available in API data)
Regulatory Contact
JOAO CHAGAS
DIRECTOR OF COMPLIANCE
13455 NOEL ROAD
SUITE 1050
DALLAS
TX
United States
Tel:
646-388-4091
Fax:
972-331-6888
J******@***************M
(Full email address available in API data)
Industry Affiliates
| AVERY OAKS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CONTI RE CREDIT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CONTI RE HIGH GROWTH FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CONTI STRATEGIC VALUE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONTI RE CREDIT FUND LP | Real Estate Fund | $24.6M | $0.1M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Vaz, Carlos, Pedro | Individual | – | CHIEF EXECUTIVE OFFICER AND OWNER | 04/2010 | > 75% |
| Patel, Tricia, Selina | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| HULLA, BRIAN, GERARD | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
| Quiram, David, Joel | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
| Streit, Brent, Alan | Individual | – | CHIEF OPERATING OFFICER | 10/2022 | < 5% |