CORNERMEN FINANCIAL, LLC
Adviser information for CORNERMEN FINANCIAL, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 666 | $125.2M |
| Non-Discretionary | 0 | $0 |
| Total | 666 | $125.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 309 | $94.3M |
| HNW Individuals | 29 | $29.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-126584 |
|---|---|
| SEC ERA File Number | 801-126584 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323179 |
| Legal Entity Identifier | None |
Principal Office
1130 E. SONTERRA BLVD, SUITE 130SAN ANTONIO
TX
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (210) 702-3961, Fax: (210) 979-0451
Websites
Chief Compliance Officer
HOWARD JAY RAPPAPORT
PRESIDENT & CHIEF COMPLIANCE OFFICER
1130 E. SONTERRA BLVD, SUITE 130
SAN ANTONIO
TX
United States
Tel:
(210) 702-3964
Fax:
(210) 979-0451
J**@*********************M
(Full email address available in API data)
Regulatory Contact
LOGAN WILLIAM DIETEL
CHIEF FINANCIAL OFFCIER
1130 E. SONTERRA BLVD, SUITE 130
SAN ANTONIO
TX
United States
Tel:
(210) 702-3963
Fax:
(210) 979-0451
L****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAPPAPORT, HOWARD, JAY | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/2013 | 50-75% |
| DIETEL, LOGAN, WILLIAM | Individual | – | CHIEF FINANCIAL OFFCIER | 04/2013 | 50-75% |