TIER ONE WEALTH MANAGEMENT
FIRST SOURCE INVESTMENT PARTNERS, LLC Legal Name
Adviser information for TIER ONE WEALTH MANAGEMENT last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 353 | $92.6M |
| Non-Discretionary | 0 | $0 |
| Total | 353 | $92.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 162 | $49.4M |
| HNW Individuals | 23 | $43.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTING |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126595 |
|---|---|
| SEC ERA File Number | 801-126595 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322893 |
| Legal Entity Identifier | None |
Principal Office
9380 STATION STREET, SUITE 535LONE TREE
CO
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 303-858-0000, Fax: None
Websites
Chief Compliance Officer
GARRET JETT
MANAGING MEMBER
9380 STATION STREET, SUITE 535
LONE TREE
CO
United States
Tel:
303-858-0000
G****@************M
(Full email address available in API data)
Regulatory Contact
GREG DEXTER
MANAGING MEMBER
9380 STATION STREET, SUITE 535
LONE TREE
CO
United States
Tel:
303-858-0000
G******@************M
(Full email address available in API data)
Industry Affiliates
| TIER ONE TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JETT, GARRET, THOMAS | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 07/2022 | 50-75% |
| DEXTER, GREGORY, ALLEN | Individual | – | MEMBER | 07/2022 | 50-75% |