BIG SKY WEALTH ADVISORS, LLC
Adviser information for BIG SKY WEALTH ADVISORS, LLC last updated from Form ADV on August 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Montana, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 383 | $87.3M |
| Non-Discretionary | 0 | $0 |
| Total | 383 | $87.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $32.7M |
| HNW Individuals | 22 | $53.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $72,055 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126602 |
|---|---|
| SEC ERA File Number | 801-126602 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321272 |
| Legal Entity Identifier | None |
Principal Office
812 14TH STREET NGREAT FALLS
MT
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 406-315-2627, Fax: None
Chief Compliance Officer
JOSHUA T. HORTON
CCO
812 14TH STREET N
GREAT FALLS
MT
United States
Tel:
406-315-2627
J***@***********************M
(Full email address available in API data)
Regulatory Contact
MEGAN MCLAUGHLIN
CCO DELEGATE
1745 SHEA CENTER DRIVE
SUITE 400
HIGHLANDS RANCH
CO
United States
Tel:
3037970550
M****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLAUGHLIN, MEGAN, JACQUELINE | Individual | – | COO/COMPLIANCE OFFICER DELEGATE | 08/2022 | < 5% |
| HORTON, JOSHUA, THOMAS | Individual | – | OWNER AND CCO | 09/2022 | > 75% |