AMERICAN DISCOVERY INVESTMENT ADVISORS, LLC
Adviser information for AMERICAN DISCOVERY INVESTMENT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $250.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $250.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $250.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126613 |
|---|---|
| SEC ERA File Number | 801-126613 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301331 |
| Legal Entity Identifier | None |
Principal Office
11150 SANTA MONICA BLVDSUITE 1425
LOS ANGELES
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 310-481-8700, Fax: None
Chief Compliance Officer
ANTHONY SHEPHERD
CHIEF FINANCIAL OFFICER
11150 SANTA MONICA BLVD
SUITE 1425
LOS ANGELES
CA
United States
Tel:
310-481-8700
T************@***************************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN DISCOVERY ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AMERICAN DISCOVERY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMERICAN DISCOVERY FUND II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMERICAN DISCOVERY CO-INVEST FUND I, LP | Private Equity Fund | $1.4M | $0.0M | 2 |
| AMERICAN DISCOVERY FUND II, L.P. | Private Equity Fund | $167.8M | $5.0M | 130 |
| AMERICAN DISCOVERY FUND, L.P. | Private Equity Fund | $81.6M | $5.0M | 50 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBBER, BRIAN, M | Individual | – | PARTNER | 12/2017 | < 5% |
| JOLIET, JOHN, PAUL | Individual | – | PARTNER | 12/2017 | < 5% |
| MCMAHON, FRANK, VINCENT | Individual | – | PARTNER | 12/2017 | < 5% |
| DEGRYSE, LAURENT, J. | Individual | – | PARTNER | 12/2017 | < 5% |
| SHOEMAKER, PETER, VARNER | Individual | – | PARTNER | 12/2017 | < 5% |
| DENBEAU, MICHAEL, LEIGH | Individual | – | PARTNER | 12/2017 | < 5% |
| GELLES, JEFFREY, HERMAN | Individual | – | PARTNER | 12/2017 | < 5% |
| RANGE, GREGORY, PAUL | Individual | – | PARTNER | 12/2017 | < 5% |
| NAJERA, TODD, RICHARD HAROLD | Individual | – | MANAGING DIRECTOR | 12/2017 | < 5% |
| CRC ADC, LLC | Domestic Entity | – | MEMBER | 12/2017 | < 5% |
| ELIZABETH W SHOEMAKER SEPARATE PROPERTY TRUST ELIZABETH W SHOEMAKER TIEE UA DTD 10-10-11 | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| SHOEMAKER, PETER, VARNER | Individual | – | TRUSTEE OF THE ELIZABETH W SHOEMAKER SEPARATE PROPERTY TRUST ELIZABETH W SHOEMAKER TIEE UA DTD 10-10-11 | 12/2017 | < 5% |
| JOLIET FAMILY TRUST DATED 10/10/08 | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| JOLIET, JOHN, PAUL | Individual | – | TRUSTEE OF THE JOLIET FAMILY TRUST DATED 10/10/08 | 12/2017 | < 5% |
| KPC CAPITAL LLC | Domestic Entity | – | MEMBER | 12/2017 | < 5% |
| THE DEGRYSE FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| DEGRYSE, LAURENT, J. | Individual | – | TRUSTEE OF THE DEGRYSE FAMILY TRUST | 12/2017 | < 5% |
| THE MCMAHON FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| MCMAHON, FRANK, VINCENT | Individual | – | TRUSTEE OF THE MCMAHON FAMILY TRUST | 12/2017 | < 5% |
| THE MICHAEL AND TRACEY DENBEAU LIVING TRUST | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| DENBEAU, MICHAEL, LEIGH | Individual | – | TRUSTEE OF THE MICHAEL AND TRACEY DENBEAU LIVING TRUST | 12/2017 | < 5% |
| WEBBER TRUST AGREEMENT DATED 3/15/04 | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |
| WEBBER, BRIAN, M | Individual | – | TRUSTEE OF THE WEBBER TRUST AGREEMENT DATED 3/15/04 | 12/2017 | < 5% |
| GELLES, JEFFREY, HERMAN | Individual | CLOUDS REST CAPITAL LLC | MANAGING MEMBER | 11/2016 | > 75% |
| CLOUDS REST CAPITAL LLC | Domestic Entity | CRC ADC, LLC | MANAGING MEMBER | 09/2017 | > 75% |
| COHN, KEVIN | Individual | KPC CAPITAL LLC | MEMBER | 12/2017 | > 75% |
| SHEPHERD, ANTHONY, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| SAAK, INC | Domestic Entity | – | MEMBER | 09/2019 | < 5% |
| PADHYE, AVISHKAR, ATUL | Individual | SAAK, INC | CEO | 07/2016 | > 75% |