FOREST ROAD ASSET MANAGEMENT LLC
Adviser information for FOREST ROAD ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $25.3M |
| Non-Discretionary | 2 | $3 |
| Total | 4 | $25.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $25.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126622 |
|---|---|
| SEC ERA File Number | 801-126622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315600 |
| Legal Entity Identifier | None |
Principal Office
2121 AVENUE OF THE STARSSUITE 2450
LOS ANGELES
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 302-265-0167, Fax: None
Chief Compliance Officer
KATE JONES
COUNSEL
2121 AVENUE OF THE STARS
SUITE 2450
LOS ANGELES
CA
United States
Tel:
302-265-0167
K********@***************M
(Full email address available in API data)
Regulatory Contact
JEFF KROPP
GENERAL COUNSEL
2121 AVENUE OF THE STARS
SUITE 2450
LOS ANGELES
CA
United States
Tel:
302-265-0167
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| FOREST ROAD ASSET MANAGEMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FOREST ROAD OPPORTUNITY GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FOREST ROAD SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOREST ROAD DIGITAL FUND SERIES, LP | Private Equity Fund | $12.6M | $0.5M | 31 |
| FOREST ROAD OPPORTUNITY FUND LP | PRIVATE CREDIT FUND | $12.7M | $0.5M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE FOREST ROAD COMPANY LLC | Domestic Entity | – | MEMBER | 05/2021 | > 75% |
| TARICA, ZACHARY, B | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2021 | < 5% |
| SHANI, IDAN, (NMN) | Individual | – | CHIEF OPERATING OFFICER | 05/2021 | < 5% |
| COLISCA CAPITAL LLC | Domestic Entity | THE FOREST ROAD COMPANY LLC | MEMBER | 05/2017 | 25-50% |
| TARICA, ZACHARY, B | Individual | THE FOREST ROAD COMPANY LLC | MANAGER | 05/2017 | |
| TARICA, ZACHARY, B | Individual | COLISCA CAPITAL LLC | MANAGER | 05/2017 | 25-50% |
| KRAMER, CALEB, SAMUEL | Individual | – | PRESIDENT | 02/2024 | < 5% |
| SHANI, IDAN, (NMN) | Individual | COLISCA CAPITAL LLC | MANAGER | 05/2017 | 25-50% |
| KROPP, JEFFREY, MICHAEL | Individual | – | GENERAL COUNSEL | 05/2023 | < 5% |
| Jones, Kathryn, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |