SOLID POINT WEALTH ADVISORS, LLC
Adviser information for SOLID POINT WEALTH ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 96 | $46.4M |
| Non-Discretionary | 0 | $0 |
| Total | 96 | $46.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $8.0M |
| HNW Individuals | 30 | $38.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $218,380 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126623 |
|---|---|
| SEC ERA File Number | 801-126623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323093 |
| Legal Entity Identifier | None |
Principal Office
9 KENYON DRIVEAPT 914
QUEENSBURY
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 518-681-0107, Fax: None
Chief Compliance Officer
CHRISTOPHER ROOP
9 KENYON DRIVE
APT 914
QUEENSBURY
NY
United States
Tel:
518-681-0107
C****@*******************M
(Full email address available in API data)
Regulatory Contact
BRYAN BURDICK
8810 CO RD 612
LEWISTON
MI
United States
Tel:
989-745-2910
B*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROOP, CHRISTOPHER, BRADFORD | Individual | – | PARTNER/CCO | 07/2022 | 25-50% |
| DESORBO, ANTONY, JOHN | Individual | – | PARTNER | 07/2022 | 25-50% |
| BURDICK, BRYAN, LEE | Individual | – | PARTNER | 07/2022 | 10-25% |
| BRISTOL, MICHAEL | Individual | – | PARTNER | 07/2022 | 5-10% |
| GAMBILL, BRIAN, PAUL | Individual | – | PARTNER | 07/2022 | 10-25% |