NOBLE WEALTH MANAGEMENT P.B.C.
Adviser information for NOBLE WEALTH MANAGEMENT P.B.C. last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 463 | $279.4M |
| Non-Discretionary | 80 | $7.1M |
| Total | 543 | $286.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $13.7M |
| HNW Individuals | 136 | $267.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $805,995 |
| Charitable organizations | <5 | $4.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $150,206 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126632 |
|---|---|
| SEC ERA File Number | 801-126632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322607 |
| Legal Entity Identifier | None |
Principal Office
6400 S FIDDLERS GREEN CIRCLESUITE 525
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 303-325-3061, Fax: None
Websites
Chief Compliance Officer
DANIEL NEWMAN
6400 S FIDDLERS GREEN CIRCLE
SUITE 525
GREENWOOD VILLAGE
CO
United States
Tel:
303-325-3401
D*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RHYME, CHRISTOPHER, ENDRE | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2022 | > 75% |
| NEWMAN, DANIEL, AARON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |