SHIMA CAPITAL MANAGEMENT LLC
Adviser information for SHIMA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $158.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $158.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $158.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126641 |
|---|---|
| SEC ERA File Number | 801-126641 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 320929 |
| Legal Entity Identifier | None |
Principal Office
1225 AVENIDA JUAN PONCE DE LEONPH-1155
SAN JUAN
PR
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 310-819-1366, Fax: None
Chief Compliance Officer
BRANDON STAHL
1 PARK PLAZA, SUITE #600
IRVINE
CA
United States
Tel:
(775) 990-8049
B******@************L
(Full email address available in API data)
Industry Affiliates
| SAND HILL ADVISORS PR LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHIMA CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHIMA CAPITAL A LLC | Venture Capital Fund | $7.7M | $0.3M | 58 |
| SHIMA CAPITAL BLOCKER LLC | Venture Capital Fund | $61.5M | $0.3M | 99 |
| SHIMA CAPITAL QP LLC | Venture Capital Fund | $89.4M | $0.3M | 192 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAO, YIDA, NMN | Individual | – | MANAGING DIRECTOR | 12/2021 | < 5% |
| Stahl, Brandon, Hiroki | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| SHIMA CAPITAL ADVISORS HOLDINGS LLC | Domestic Entity | – | OWNER | 04/2024 | > 75% |
| GAO, YIDA, NMN | Individual | SHIMA CAPITAL ADVISORS HOLDINGS LLC | MANAGER | 12/2021 | > 75% |